RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G••••• P•••••••
- B••• M••• T•••• A•••••••• L•• independent RIA currentsince Jul 6, 2023 · Wilmington, De
- L•• A••••••••• L•• formerAug 4, 2017 to Jan 8, 2020 · Greenville, De
- V••••••• A•••••••• I••• BD affiliatedAug 29, 2013 to Jul 13, 2017 · Malvern, Pa
- T•••• A•••• M••••••••• I••• unclassifiedAug 19, 2003 to Aug 7, 2007 · Berwyn, Pa
- A••••••• W••••• M••••••••• L•• formerJan 18, 2000 to Jun 2, 2003 · Wilmington, De
- L•• A••••••••• L•• to B••• M••• T•••• A•••••••• L••left Jan 8, 2020, registered Jul 6, 2023 (1275 days) · RIA to RIA · moved with a team
- V••••••• A•••••••• I••• to L•• A••••••••• L••left Jul 13, 2017, registered Aug 4, 2017 (22 days) · Other
- T•••• A•••• M••••••••• I••• to V••••••• A•••••••• I•••left Aug 7, 2007, registered Aug 29, 2013 (2214 days) · Other
- A••••••• W••••• M••••••••• L•• to T•••• A•••• M••••••••• I•••left Jun 2, 2003, registered Aug 19, 2003 (78 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address