DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H••••• I• M••••••••

E•••••• A••••••• G••••• L••BD affiliatedMuskegan, Mi dual registrantIAPD 2785940

Feed of 09/15/2026

Also filed as Howard Irwin Mortenson

At current firm

0 y

since Aug 31, 2026

In the industry

17 y

since Dec 8, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Aug 31, 2026 · Greenwood Village, Co
S••••• W••••• M••••••••• L•• independent RIA
Oct 1, 2021 to Jun 17, 2024 · San Francisco, Ca
C••••• I••••••••• A••••••• L•• BD affiliated
Oct 5, 2020 to Jun 24, 2021 · Ludington, Mi
C••••••• S••••••••• I••• BD affiliated
Oct 2, 2018 to Dec 24, 2019 · Phoenix, Az
S••••• W••••• M••••••••• L•• independent RIA
May 11, 2017 to Sep 17, 2018 · Phoenix, Az
E•••••• F•••••••• E•••••• independent RIA
Feb 25, 2013 to Jun 5, 2017 · Phoenix, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 23, 2011 to Feb 20, 2013 · Chandler, Az
L•• F•••••••• L•• BD affiliated
Oct 5, 2010 to Nov 2, 2011 · Fort Mill, Sc

Moves

a registration end followed by a registration begin elsewhere

S••••• W••••• M••••••••• L•• to E•••••• A••••••• G••••• L••
left Jun 17, 2024, registered Aug 31, 2026 (805 days) · RIA to affiliated broker-dealer or bank
C••••• I••••••••• A••••••• L•• to S••••• W••••• M••••••••• L••
left Jun 24, 2021, registered Oct 1, 2021 (99 days) · Affiliated broker-dealer or bank to independent RIA
C••••••• S••••••••• I••• to C••••• I••••••••• A••••••• L••
left Dec 24, 2019, registered Oct 5, 2020 (286 days) · Affiliated broker-dealer or bank to another
S••••• W••••• M••••••••• L•• to C••••••• S••••••••• I•••
left Sep 17, 2018, registered Oct 2, 2018 (15 days) · RIA to affiliated broker-dealer or bank · moved with a team
E•••••• F•••••••• E•••••• to S••••• W••••• M••••••••• L••
left Jun 5, 2017, registered May 11, 2017 (-25 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• F•••••••• E••••••
left Feb 20, 2013, registered Feb 25, 2013 (5 days) · Other
L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 2, 2011, registered Nov 23, 2011 (21 days) · Other

Signals

H••••• I• M•••••••• left S••••• W••••• M••••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-08-31)
Jun 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address