DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••••• D• R••••••

L•• E••••••••• L••BD affiliatedOrlando, Fldual registrantIAPD 2787283

Feed of 09/14/2026

Also filed as E•••••• D• R••••••

At current firm

1 y

since Nov 14, 2024

In the industry

29 y

since Apr 23, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• E••••••••• L•• BD affiliated current
since Nov 14, 2024 · Orlando, Fl
P•••• S••••••••• L•• no RAUM
Dec 5, 2019 to Nov 14, 2024 · West Palm Beach, Fl
O••••••••• S••••••••• I••• BD affiliated
Apr 11, 2018 to Dec 2, 2019 · Coral Gables, Fl
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to May 3, 2017 · Jackson Heights, Ny
C•••• I••••••••• S••••••• C•••• former
Jul 17, 2008 to Oct 1, 2012 · Astoria, Ny

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
O••••••••• S••••••••• I••• to P•••• S••••••••• L••
left Dec 2, 2019, registered Dec 5, 2019 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
J••• M••••• S••••••••• L•• to O••••••••• S••••••••• I•••
left May 3, 2017, registered Apr 11, 2018 (343 days) · Wirehouse to affiliated broker-dealer or bank
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address