C••••••••• D•••••• C••••

• N••••••••• I••••••••• A•••••••• L•• BD affiliated current
  since Mar 10, 2016 · Columbus, Oh
• N••••••••• S••••••••• L•• no RAUM
  Aug 1, 2008 to Mar 21, 2016 · Columbus, Oh
• 1••• C•••••• M••••••••• C•••••• unclassified
  Oct 27, 2005 to Aug 1, 2008 · Dublin, Oh

• N••••••••• S••••••••• L•• to N••••••••• I••••••••• A•••••••• L••
  left Mar 21, 2016, registered Mar 10, 2016 (-11 days) · corporate re-registration, not a move
• 1••• C•••••• M••••••••• C•••••• to N••••••••• S••••••••• L••
  left Aug 1, 2008, registered Aug 1, 2008 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address