D•••• E••••• E••••

• V•••• F•••••••• A•••••••• I••• BD affiliated current
  since Feb 3, 2020 · St. Louis, Mo
• P•••• S••••••••• L•• no RAUM
  Dec 3, 2019 to Jan 31, 2020 · St. Louis, Mo
• A••••• A•• P••••••• S••••••• BD affiliated
  Mar 5, 2012 to Aug 7, 2019 · St. Louis, Mo
• O•••••••• F•••••••• S••••••• unclassified
  Feb 11, 2009 to Jan 23, 2012 · St Charles, Mo

• P•••• S••••••••• L•• to V•••• F•••••••• A•••••••• I•••
  left Jan 31, 2020, registered Feb 3, 2020 (3 days) · Affiliated broker-dealer or bank to another
• A••••• A•• P••••••• S••••••• to P•••• S••••••••• L••
  left Aug 7, 2019, registered Dec 3, 2019 (118 days) · Affiliated broker-dealer or bank to another
• O•••••••• F•••••••• S••••••• to A••••• A•• P••••••• S•••••••
  left Jan 23, 2012, registered Mar 5, 2012 (42 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address