RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• P••••••• S•••••
- P•••• C•••••• F•••••••• mixed wealth currentsince Dec 15, 2025 · Fresno, Ca
- E•••••• F•••••••• E•••••• independent RIANov 30, 2016 to Dec 23, 2025 · Fresno, Ca
- F•••••••• E•••••• A•••••• C•••••• L•• formerFeb 3, 2014 to Nov 30, 2016 · Overland Park, Ks
- M•• F•••••••• S•••••••• I••• formerMay 15, 2012 to Feb 6, 2014 · Carlsbad, Ca
- C•••••• S••••• • C••• I••• national BDJul 8, 2005 to Mar 13, 2012 · Indian Wells, Ca
- M•••••• I••••••••• F••• S••••••• L•• unclassifiedJan 1, 2000 to Oct 7, 2003 · Alpharetta, Ga
- E•••••• F•••••••• E•••••• to P•••• C•••••• F••••••••left Dec 23, 2025, registered Dec 15, 2025 (-8 days) · RIA to RIA · moved with a team
- F•••••••• E•••••• A•••••• C•••••• L•• to E•••••• F•••••••• E••••••left Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
- M•• F•••••••• S•••••••• I••• to F•••••••• E•••••• A•••••• C•••••• L••left Feb 6, 2014, registered Feb 3, 2014 (-3 days) · Other
- C•••••• S••••• • C••• I••• to M•• F•••••••• S•••••••• I•••left Mar 13, 2012, registered May 15, 2012 (63 days) · Other
- M•••••• I••••••••• F••• S••••••• L•• to C•••••• S••••• • C••• I•••left Oct 7, 2003, registered Jul 8, 2005 (640 days) · Other
- J••• P••••••• S••••• left E•••••• F•••••••• E•••••• for P•••• C•••••• F•••••••• (registered 2025-12-15)Dec 23, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address