RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• H••••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Nov 2, 2023 · Los Angeles, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerJan 22, 2016 to Mar 20, 2025 · Los Angeles, Ca
- U•• F•••••••• S••••••• I••• wirehouseJan 2, 2009 to Feb 2, 2016 · Los Angeles, Ca
- D••••••• B••• S••••••••• I••• no RAUMJun 9, 2003 to Jan 22, 2009 · Los Angeles, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••left Mar 20, 2025, registered Nov 2, 2023 (-504 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to J••• M••••• P•••••• W••••• A••••••• L••left Feb 2, 2016, registered Jan 22, 2016 (-11 days) · Other
- D••••••• B••• S••••••••• I••• to U•• F•••••••• S••••••• I•••left Jan 22, 2009, registered Jan 2, 2009 (-20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address