DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Charles Ernest Weinrich
Feed of 09/14/2026
Also filed as Charles Weinrich
At current firm
9 y
since Nov 10, 2016
In the industry
29 y
since Oct 8, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Nov 10, 2016 · Naples, Fl
- Truist Advisory Services, Inc. BD affiliatedAug 16, 2016 to Nov 17, 2016 · Naples, Fl
- Suntrust Investment Services, Inc. formerApr 13, 2011 to Nov 17, 2016 · Naples, Fl
- Fifth Third Securities, Inc. BD affiliatedJul 5, 2006 to Apr 13, 2011 · Naples, Fl
- Citicorp Investment Services unclassifiedDec 6, 2004 to Jun 30, 2006 · Hauppauge, Ny
Moves
a registration end followed by a registration begin elsewhere
- Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.left Nov 17, 2016, registered Aug 16, 2016 (-93 days) · Other · moved with a team
- Truist Advisory Services, Inc. to Morgan Stanleyleft Nov 17, 2016, registered Nov 10, 2016 (-7 days) · Other · moved with a team
- Fifth Third Securities, Inc. to Suntrust Investment Services, Inc.left Apr 13, 2011, registered Apr 13, 2011 (0 days) · Other
- Citicorp Investment Services to Fifth Third Securities, Inc.left Jun 30, 2006, registered Jul 5, 2006 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address