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Registered advisor
R••••• C•••• O•••••
Feed of 09/15/2026
Also filed as Bob O•••••
At current firm
4 y
since Dec 16, 2021
In the industry
29 y
since Oct 7, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Aug 5, 2024 · Paramus, Nj
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Dec 16, 2021 · Florham Park, Nj
- U•• F•••••••• S••••••• I••• wirehouseAug 26, 2021 to Jan 4, 2022 · Weehawken, Nj
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedJan 31, 2003 to Mar 30, 2021 · Parsippany, Nj
- E•••••• C•••••• M••••••••• L•• formerAug 23, 2002 to Dec 18, 2002 · Jersey City, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R••••••••• C•••••• M•••••••••left Jan 4, 2022, registered Dec 16, 2021 (-19 days) · Wirehouse to affiliated broker-dealer or bank
- G•••••• S•••• W••••• S•••••••• L••• to U•• F•••••••• S••••••• I•••left Mar 30, 2021, registered Aug 26, 2021 (149 days) · Affiliated broker-dealer or bank to wirehouse
- E•••••• C•••••• M••••••••• L•• to G•••••• S•••• W••••• S•••••••• L•••left Dec 18, 2002, registered Jan 31, 2003 (44 days) · Other
Signals
- R••••• C•••• O••••• left U•• F•••••••• S••••••• I••• for R••••••••• C•••••• M••••••••• (registered 2021-12-16)Jan 4, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address