RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• I•••••• M•••••
- L•• F•••••••• L•• BD affiliated currentsince May 15, 2025 · Corvallis, Or
- C••• F•••••••• S•••••••• L••• formerJan 13, 2015 to May 15, 2025 · Corvallis, Or
- J••• M••••• S••••••••• L•• wirehouseMay 10, 2013 to May 2, 2014 · Corvallis, Or
- C••••• I••••••••• S••••••• L•• formerJun 1, 2012 to Oct 16, 2012 · Salem, Or
- K•• I••••••••• S••••••• L•• BD affiliatedSep 2, 2008 to Feb 21, 2012 · Albany, Or
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 9, 2003 to Aug 14, 2008 · Salem, Or
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to C••• F•••••••• S•••••••• L•••left May 2, 2014, registered Jan 13, 2015 (256 days) · Other
- C••••• I••••••••• S••••••• L•• to J••• M••••• S••••••••• L••left Oct 16, 2012, registered May 10, 2013 (206 days) · Other
- K•• I••••••••• S••••••• L•• to C••••• I••••••••• S••••••• L••left Feb 21, 2012, registered Jun 1, 2012 (101 days) · Other
- C•••••••• G••••• M•••••• I••• to K•• I••••••••• S••••••• L••left Aug 14, 2008, registered Sep 2, 2008 (19 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address