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RIA Intelligence
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Registered advisor
W•••• T••••• L•••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as W•••• T••••• L•••••••
At current firm
1 y
since May 16, 2025
In the industry
29 y
since Dec 6, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- G•• P••••••• independent RIA currentsince May 16, 2025 · Columbia, Md
- U•• F•••••••• S••••••• I••• wirehouseOct 16, 2015 to May 29, 2025 · Baltimore, Md
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 20, 2015 · Columbia, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 19, 2008 to Jun 1, 2009 · Columbia, Md
- A•••••• A••••••• S••••••• formerJan 1, 2002 to Feb 13, 2009 · Wheaton, Md
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to G•• P•••••••left May 29, 2025, registered May 16, 2025 (-13 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Oct 20, 2015, registered Oct 16, 2015 (-4 days) · Wirehouse to wirehouse · moved with a team
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- A•••••• A••••••• S••••••• to C•••••••• G••••• M•••••• I•••left Feb 13, 2009, registered Nov 19, 2008 (-86 days) · Other
Signals
- W•••• T••••• L••••••• left U•• F•••••••• S••••••• I••• for G•• P••••••• (registered 2025-05-16)May 29, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address