DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
3 advisors left U•• F•••••••• S••••••• I••• for G•• P•••••••
wirehousetono RAUMWirehouse to a newly registered adviser (no RAUM reported yet)derived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jeremy Joseph Reed | Baltimore, Md | May 29, 2025 | May 19, 2025 |
| Richard Michael Gaige | Baltimore, Md | May 29, 2025 | May 16, 2025 |
| Wayne Thomas Lavallee | Silver Spring, Md | May 29, 2025 | May 16, 2025 |
The rule
- Registrations ended
- May 29, 2025
- Registered next
- May 16, 2025 to May 19, 2025
- Branch state
- MD
- Cities
- 2, most in Baltimore, Md
- Registered there that day
- 9,095 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.