DFX Intelligence
RIA Intelligence
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Registered advisor
J•• H••••• B••••••••
Feed of 09/14/2026
At current firm
7 y
since Aug 8, 2019
In the industry
29 y
since Nov 5, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B••• S••••• A•••• M••••••••• L•• independent RIA currentsince Aug 8, 2019 · New York, Ny
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 16, 2017 to Nov 29, 2018 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseFeb 7, 2011 to Dec 10, 2017 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 17, 2003 to Apr 9, 2008 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to B••• S••••• A•••• M••••••••• L••left Nov 29, 2018, registered Aug 8, 2019 (252 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 10, 2017, registered Nov 16, 2017 (-24 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Apr 9, 2008, registered Feb 7, 2011 (1034 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address