DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••• S••••• A•••• M••••••••• L••
Latest filing Jul 1, 2026
First filing on the tape Aug 17, 2018 · 36 filings
SEC status approved since Sep 17, 2018
RAUM
$410M
reported, Item 5.F
Discretionary
76%
of RAUM
Private clients
89%
$366M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$58.6M
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$410M as of Jul 1, 2026
Mar 4, 2019$139M then
HNW client RAUM$352M as of Jul 1, 2026
Mar 4, 2019$126M then
State-registered IARs (5.B.3)6 as of Jul 1, 2026
Mar 4, 20190 then
Employees (5.A)9 as of Jul 1, 2026
Mar 4, 20198 then
Private funds1 as of Jul 1, 2026
Mar 31, 20231 then
RAUM +15% over the last fiscal year+20% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $58.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 26derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $630,202derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 76%derivedof RAUM
- Institutional
- 6.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.5%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $65.9M, 63 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$352M86%
- Pension and profit-sharing plans$25.7M6.3%
- Pooled investment vehicles$18.6M4.5%
- Individuals$13.5M3.3%
- Charitable organizations$390,7450.1%
- Individual clients
- 56reported
- HNW clients
- 128reported
- Pension plan clients
- 24reported
- Charitable clients
- 5reported
- Accounts
- 651reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $65.9M for 63 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.89 fund_share=0.05 institutional_share=0.06 related_bd=false related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•• H••••• B•••••••• | New York, Ny | Aug 8, 2019 | 29 y | 3 |
| A••••• J•••• C•••••• | New York, Ny | Oct 21, 2020 | 28 y | 1 |
| L•••••• B•••• M••••••• | New York, Ny | Oct 27, 2020 | 21 y | 0 |
| F•••••••• A•••••• D••••••• | New York, Ny | Jul 21, 2021 | 12 y | 2 |
| E••• J•• M••••••••• | New York, Ny | Jan 25, 2022 | 9 y | 1 |
| M••• F•••••• | Chandler, Az | Aug 10, 2022 | 18 y | 2 |
| J•••• M••••• D••••• | Austin, Tx | Nov 24, 2025 | 17 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••• F•••••• from L•••• B•••• W••••• M•••••••••Aug 10, 2022 · Other
- E••• J•• M••••••••• from U•• F•••••••• S••••••• I•••Jan 25, 2022 · Wirehouse to independent RIA
- F•••••••• A•••••• D••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 21, 2021 · Affiliated broker-dealer or bank to independent RIA
- A••••• J•••• C•••••• from N•••••••• B••••• B• L••Oct 21, 2020 · Other
- J•• H••••• B•••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Aug 8, 2019 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Nov 16, 2018 · New York, Ny
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••• S••••• D•••••• M•••••• V••••••••• B•••••• F•••• L• | Hedge Fund | $10.7M | 32 | Jul 1, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• J••• H••••• · Managing Member, Founder & Ceocontrolsince 11/2017 · owns 75% or more
- C••••••• A•••••• J•••• · Principal, Director Asset Managementcontrolsince 11/2017 · owns 10% to 25%
- J••••• A••••••• G••• · Chief Compliance Officercontrolsince 07/2021 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 599 to 651Oct 15, 2025 to Mar 31, 2026
- Advisory employees · 5 to 6Oct 15, 2025 to Mar 31, 2026
- Corporate clients · 0.0 to unsetOct 15, 2025 to Mar 31, 2026
- HNW clients · 123 to 128Oct 15, 2025 to Mar 31, 2026
- Individual clients · 53 to 56Oct 15, 2025 to Mar 31, 2026
- Pension plan clients · 22 to 24Oct 15, 2025 to Mar 31, 2026
- Assets in custody · $70.4M to $65.9MOct 15, 2025 to Mar 31, 2026
- Custody of client assets · false to trueOct 15, 2025 to Mar 31, 2026
- Employees · 6 to 9Oct 15, 2025 to Mar 31, 2026
- Discretionary RAUM · $275M to $311MOct 15, 2025 to Mar 31, 2026
- HNW RAUM · $297M to $352MOct 15, 2025 to Mar 31, 2026
- Individual RAUM · $12.2M to $13.5MOct 15, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $82.2M to $99.0MOct 15, 2025 to Mar 31, 2026
- Pension RAUM · $21.4M to $25.7MOct 15, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $26.9M to $18.6MOct 15, 2025 to Mar 31, 2026
- RAUM · $358M to $410MOct 15, 2025 to Mar 31, 2026
- Accounts · 572 to 599May 21, 2024 to Mar 31, 2025
- Charity clients · unset to 5.0May 21, 2024 to Mar 31, 2025
- HNW clients · 111 to 123May 21, 2024 to Mar 31, 2025
- Individual clients · 45 to 53May 21, 2024 to Mar 31, 2025
- Pension plan clients · 23 to 22May 21, 2024 to Mar 31, 2025
- Assets in custody · $74.1M to $70.4MMay 21, 2024 to Mar 31, 2025
- Custody of client assets · true to falseMay 21, 2024 to Mar 31, 2025
- Financial planning clients · 51-100 to 51-100May 21, 2024 to Mar 31, 2025
- Other offices · 1 to 0May 21, 2024 to Mar 31, 2025
- Discretionary RAUM · $209M to $275MMay 21, 2024 to Mar 31, 2025
- HNW RAUM · $235M to $297MMay 21, 2024 to Mar 31, 2025
- Individual RAUM · $10.7M to $12.2MMay 21, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $65.8M to $82.2MMay 21, 2024 to Mar 31, 2025
- Pension RAUM · $18.2M to $21.4MMay 21, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $10.7M to $26.9MMay 21, 2024 to Mar 31, 2025
- RAUM · $275M to $358MMay 21, 2024 to Mar 31, 2025
- Related adviser · true to falseMay 21, 2024 to Mar 31, 2025
- Related bank · false to trueMay 21, 2024 to Mar 31, 2025
- Other offices · 2 to 1Apr 1, 2024 to May 21, 2024
- Related adviser · false to trueApr 1, 2024 to May 21, 2024
- Accounts · 559 to 572May 26, 2023 to Mar 29, 2024
- Advisory employees · 6 to 5May 26, 2023 to Mar 29, 2024
- HNW clients · 109 to 111May 26, 2023 to Mar 29, 2024
- Individual clients · 38 to 45May 26, 2023 to Mar 29, 2024
Signals
4 dated events
- Lee Laura Flanagan (Chief Compliance Officer) no longer on Schedule A of B••• S••••• A•••• M••••••••• L•• (listed 2021-06-08, absent 2021-07-12)Jul 12, 2021 · Control person left · inference
- Gail Allison Jaffe (Chief Compliance Officer) appeared on Schedule A of B••• S••••• A•••• M••••••••• L••Jul 12, 2021 · Control person joined · fact
- James Andrew Ceisler (Principal, Director Asset Management) appeared on Schedule A of B••• S••••• A•••• M••••••••• L••Dec 2, 2020 · Control person joined · fact
- B••• S••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Aug 17, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@bluesquarewealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Website
- B•••S•••••WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-928-8000reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $58.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026