RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C••••• S••••
- P••••••• I••••••••• M••••••••• asset manager currentsince Dec 3, 2025 · Miami, Fl
- P•••••••• R•••••••• A•••••• G••••• I••• independent RIAAug 11, 2015 to May 9, 2017 · Coral Gables, Fl
- P••••••• I••••••••• M••••••••• asset managerAug 11, 2015 to Dec 31, 2019 · Miami, Fl
- P••••••• I••••••••• M••••••••• asset managerAug 11, 2015 to Dec 31, 2023 · Miami, Fl
- B••••• G••••• A•••• M••••••••• BD affiliatedSep 10, 2009 to Dec 31, 2014 · Shelton, Ct
- W•••• F•••• A••••••• wirehouseApr 29, 2005 to Sep 8, 2009 · New York, Ny
- C•••• I••••••••• S••••••• C•••• formerSep 7, 2001 to May 4, 2005 · New York, Ny
- P•••••••• R•••••••• A•••••• G••••• I••• to P••••••• I••••••••• M•••••••••left May 9, 2017, registered Aug 11, 2015 (-637 days) · Other
- B••••• G••••• A•••• M••••••••• to P•••••••• R•••••••• A•••••• G••••• I•••left Dec 31, 2014, registered Aug 11, 2015 (223 days) · Other
- W•••• F•••• A••••••• to B••••• G••••• A•••• M•••••••••left Sep 8, 2009, registered Sep 10, 2009 (2 days) · Other
- C•••• I••••••••• S••••••• C•••• to W•••• F•••• A•••••••left May 4, 2005, registered Apr 29, 2005 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address