RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z••••• G••••••••
- M••••• W••••• M••••••••• L•• independent RIA currentsince May 11, 2026 · Calabasas, Ca
- O•••• W•••••• I••• BD affiliatedJul 17, 2025 to May 4, 2026 · Westlake Village, Ca
- C••••••••• A•••••••• I•• formerSep 25, 2006 to Dec 31, 2006 · Woodland Hills, Ca
- W••••••••• F•••••••• G••••• I••• unclassifiedJul 28, 2006 to Sep 20, 2006 · Woodland Hills, Ca
- E•• F•••••••• G•••• unclassifiedJan 6, 1998 to Sep 12, 2006 · Woodland Hills, Ca
- O•••• W•••••• I••• to M••••• W••••• M••••••••• L••left May 4, 2026, registered May 11, 2026 (7 days) · Affiliated broker-dealer or bank to independent RIA
- C••••••••• A•••••••• I•• to O•••• W•••••• I•••left Dec 31, 2006, registered Jul 17, 2025 (6773 days) · Other
- W••••••••• F•••••••• G••••• I••• to C••••••••• A•••••••• I••left Sep 20, 2006, registered Sep 25, 2006 (5 days) · Other
- E•• F•••••••• G•••• to W••••••••• F•••••••• G••••• I•••left Sep 12, 2006, registered Jul 28, 2006 (-46 days) · Other
- Z••••• G•••••••• left O•••• W•••••• I••• for M••••• W••••• M••••••••• L•• (registered 2026-05-11)May 4, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address