S•••• M• I•••••••

• M••••• S•••••• wirehouse current
  since Mar 21, 2022 · Palm Harbor, Fl
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Mar 27, 2017 to Mar 16, 2022 · Eldersburg, Md
• T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
  Jan 1, 1999 to Dec 31, 2008 · Owings Mills, Md

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
  left Mar 16, 2022, registered Mar 21, 2022 (5 days) · Wirehouse to wirehouse
• T• R••• P•••• A••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Dec 31, 2008, registered Mar 27, 2017 (3008 days) · Other

• ••• Locked
  Mar 16, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address