RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C•••••• independent RIA currentsince Jul 6, 2026 · Tulsa, Ok
- C•••••• A•••••••• I••• formerApr 30, 2020 to Jul 17, 2026 · Tulsa, Ok
- M••••• S•••••• wirehouseMay 20, 2011 to Mar 18, 2020 · Tulsa, Ok
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jul 15, 2009 · New York, Ny
- M••••• S•••••• D• I••• unclassifiedApr 2, 2004 to Apr 2, 2007 · Tulsa, Ok
- C•••••• A•••••••• I••• to C••••••left Jul 17, 2026, registered Jul 6, 2026 (-11 days) · corporate re-registration, not a move
- M••••• S•••••• to C•••••• A•••••••• I•••left Mar 18, 2020, registered Apr 30, 2020 (43 days) · Wirehouse to independent RIA
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jul 15, 2009, registered May 20, 2011 (674 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address