RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• D•••• G••••••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jan 12, 2026 · Knoxville, Tn
- M••••• S•••••• wirehouseDec 8, 2015 to Jan 2, 2026 · Louisville, Ky
- W•••• F•••• A••••••• wirehouseJan 9, 2004 to Nov 30, 2015 · Knoxville, Tn
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Jan 2, 2026, registered Jan 12, 2026 (10 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M••••• S••••••left Nov 30, 2015, registered Dec 8, 2015 (8 days) · Wirehouse to wirehouse
- D•••• D•••• G•••••••• left M••••• S•••••• for U•• F•••••••• S••••••• I••• (registered 2026-01-12)Jan 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address