DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel David Thomason
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Daniel D Thomason
At current firm
8 y
since Oct 24, 2017
In the industry
29 y
since Nov 20, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Lifestyle Asset Management, Inc. independent RIA currentsince Oct 24, 2017 · Friendswood, Tx
- Cetera Investment Advisers LLC BD affiliatedNov 12, 2020 to Nov 17, 2022 · Friendswood, Tx
- First Allied Advisory Services, Inc. formerAug 8, 2016 to Nov 12, 2020 · Friendswood, Tx
- MML Investors Services, LLC BD affiliatedOct 2, 2006 to Aug 1, 2016 · Galveston, Tx
- Osaic Fs, Inc. formerOct 15, 2001 to Aug 16, 2005 · Galveston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to no registered destinationleft Nov 17, 2022 · Departure, no registered destination
- First Allied Advisory Services, Inc. to Lifestyle Asset Management, Inc.left Nov 12, 2020, registered Oct 24, 2017 (-1115 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- MML Investors Services, LLC to First Allied Advisory Services, Inc.left Aug 1, 2016, registered Aug 8, 2016 (7 days) · Other
- Osaic Fs, Inc. to MML Investors Services, LLCleft Aug 16, 2005, registered Oct 2, 2006 (412 days) · Other
Signals
- Daniel David Thomason no longer registered at Cetera Investment Advisers Llc; no later IA registration on IAPDNov 17, 2022 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address