RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• F••••••• P•••••
- H••••• A••••••••• L•• independent RIA currentsince Dec 11, 2012 · Pittsburgh, Pa
- J••••• M••••••••• S•••• L•• BD affiliatedJun 25, 2005 to May 2, 2011 · Salem, Oh
- P••••••••• I••••••••• unclassifiedMay 2, 2005 to Jun 25, 2005 · Salem, Oh
- J••••• M••••••••• S•••• L•• to H••••• A••••••••• L••left May 2, 2011, registered Dec 11, 2012 (589 days) · Other
- P••••••••• I••••••••• to J••••• M••••••••• S•••• L••left Jun 25, 2005, registered Jun 25, 2005 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address