DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hunter Associates LLC
Legal name Hunter Associates Investment Management LLC
Latest filing Jul 30, 2026
First filing on the tape Nov 28, 2011 · 41 filings
SEC status approved since Jul 27, 1992
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$1.2B individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$83.7M
derived; firm RAUM over IAPD count
Employees
14
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$1.3B as of Jul 30, 2026
Mar 30, 2012$664M then
HNW client RAUM$972M as of Jul 30, 2026
Mar 26, 2018$506M then
State-registered IARs (5.B.3)13 as of Jul 30, 2026
Mar 30, 20120 then
Employees (5.A)14 as of Jul 30, 2026
Apr 1, 201316 then
Private funds1 as of Mar 31, 2025
Mar 30, 20201 then
RAUM +11% over the last fiscal year+17% a year over threeIARs 13 to 13
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $83.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 75derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $510,292derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 8.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $40.6MreportedItem 5.I
- Custody
- $3.2M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$972M73%
- Individuals$247M18%
- Charitable organizations$75.4M5.6%
- Corporations and businesses$42.6M3.2%
- Pension and profit-sharing plans$2.2M0.2%
- Individual clients
- 930reported
- HNW clients
- 263reported
- Pension plan clients
- 6reported
- Charitable clients
- 26reported
- Accounts
- 2,624reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $3.2M for 1 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=13.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Erica Lynn SnyderCertified Financial Planner | Pittsburgh, Pa | Dec 11, 2012 | 28 y | 0 |
| John Carl Scarpitti | Salem, Oh | Dec 11, 2012 | 39 y | 2 |
| Daniel James Scarpitti | Salem, Oh | Dec 11, 2012 | 14 y | 0 |
| Robert Spittal MccullochCertified Financial Planner | Salem, Oh | Dec 11, 2012 | 45 y | 2 |
| John Hemphill Lynch | Pittsburgh, Pa | Dec 11, 2012 | 38 y | 0 |
| Jodi Falconer Powers | Pittsburgh, Pa | Dec 11, 2012 | 22 y | 2 |
| Barbara Stahl Lovejoy | Pittsburgh, Pa | Dec 11, 2012 | 35 y | 0 |
| Robert Michael DanielChartered Financial Analyst | Pittsburgh, Pa | Jun 30, 2014 | 12 y | 0 |
| Douglas Scott FinleyCertified Financial Planner | Pittsburgh, Pa | Jul 1, 2016 | 10 y | 0 |
| John Michael Haig MccullochCertified Financial Planner | Salem, Oh | Jul 17, 2018 | 11 y | 0 |
| Trevor Martin Day | Pittsburgh, Pa | Nov 9, 2021 | 10 y | 0 |
| Patrick James Clark | Pittsburgh, Pa | Jan 5, 2022 | 19 y | 6 |
| Pieter Van De KeerChartered Financial Analyst | Pittsburgh, Pa | Mar 8, 2022 | 16 y | 2 |
| Nathan Andrew GarofaloCertified Financial Planner | Salem, Oh | Dec 13, 2022 | 12 y | 0 |
| Marissa A Bougades | Pittsburgh, Pa | Jul 10, 2024 | 10 y | 0 |
| Christina Leah Nassis | Pittsburgh, Pa | Apr 22, 2025 | 13 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Jacob Robert Cogley to Lineweaver Wealth AdvisorsSep 7, 2023 · RIA to RIA
- Isabella Lauren Beale to LPL Financial LLCNov 22, 2022 · RIA to affiliated broker-dealer or bank
- Richard Robert Eicheldinger to M&T Securities, Inc.Oct 11, 2017 · Other
- Christopher Reed Natali to Raymond James Financial Services Advisors, IncMar 25, 2014 · Other
- Won Son Erdman to Waldron Private WealthJan 14, 2014 · Other
- Winfield Scott Smathers to Raymond James Financial Services Advisors, IncJun 10, 2013 · Other
- Kyle David Balliet to Raymond James Financial Services Advisors, IncJun 10, 2013 · Other
- Michael Reading Foster to Mbsc, LLCNov 1, 2006 · Other
Joined, latest
- Christina Leah Nassis from Cambridge Investment Research Advisors, Inc.Apr 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- Pieter Van De Keer from Commonwealth Financial NetworkMar 8, 2022 · Affiliated broker-dealer or bank to independent RIA
- Patrick James Clark from Pnc Capital Advisors LLCJan 5, 2022 · Other
- Richard Robert Eicheldinger from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2, 2015 · Other
- Robert Spittal Mcculloch from Janney Montgomery Scott LLCDec 11, 2012 · Other
- Jodi Falconer Powers from Janney Montgomery Scott LLCDec 11, 2012 · Other
- John Carl Scarpitti from Janney Montgomery Scott LLCDec 11, 2012 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Hunter Private Capital - Pulmair, LLCno longer reported | Private Equity Fund | $3.4M | 24 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- Patrick James Clark · Ccocontrolsince 07/2022 · owns less than 5%
- Bradley John Marshall · Cfo, Treasurer, Directorcontrolsince 07/1992 · owns less than 5%
- Robert Spittal III Mcculloch · Vice President,Directorcontrolsince 06/2011 · owns less than 5%
- Erica Lynn Snyder · President,Ceo,Directorcontrolsince 04/2013 · owns less than 5%
Entity owners
- Hunter Associates Holdings, LLC · Memberdirect · owns 75% or more
- H.A. Holdings, Inc. · Memberindirect · owns 25% to 50% of Hunter Associates Holdings, LLC
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pittsburgh, Pa · principal | 15 | 0 | 0 | ||
| Salem, Oh | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Salem, OH5 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 30, 2026SNYDER, ERICA LYNN (PRESIDENT,CEO,DIRECTOR) left Schedule A between the filings of 2022-09-20 and 2026-07-30peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 2,334 to 2,624Mar 31, 2025 to Mar 31, 2026
- Advisory activities · 6 to 5Mar 31, 2025 to Mar 31, 2026
- Charity clients · 23 to 26Mar 31, 2025 to Mar 31, 2026
- Corporate clients · 10 to 15Mar 31, 2025 to Mar 31, 2026
- HNW clients · 229 to 263Mar 31, 2025 to Mar 31, 2026
- Individual clients · 854 to 930Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 1 to 0Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $13.8M to $3.2MMar 31, 2025 to Mar 31, 2026
- Private funds · 1 to unsetMar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.2B to $1.3BMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $855M to $972MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $229M to $247MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $1.4M to $1.1MMar 31, 2025 to Mar 31, 2026
- Pension RAUM · $1.9M to $2.2MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $10.6M to $0Mar 31, 2025 to Mar 31, 2026
- RAUM · $1.2B to $1.3BMar 31, 2025 to Mar 31, 2026
- Accounts · 1,911 to 2,334Jan 24, 2025 to Mar 31, 2025
- Advisory employees · 13 to 14Jan 24, 2025 to Mar 31, 2025
- BD registered reps · 12 to 13Jan 24, 2025 to Mar 31, 2025
- Charity clients · 19 to 23Jan 24, 2025 to Mar 31, 2025
- Corporate clients · 11 to 10Jan 24, 2025 to Mar 31, 2025
- HNW clients · 195 to 229Jan 24, 2025 to Mar 31, 2025
- Individual clients · 689 to 854Jan 24, 2025 to Mar 31, 2025
- Assets in custody · $37.9M to $13.8MJan 24, 2025 to Mar 31, 2025
- Employees · 13 to 14Jan 24, 2025 to Mar 31, 2025
- Financial planning clients · 1-10 to 1-10Jan 24, 2025 to Mar 31, 2025
- State-registered IARs · 12 to 13Jan 24, 2025 to Mar 31, 2025
- Discretionary RAUM · $1.0B to $1.2BJan 24, 2025 to Mar 31, 2025
- HNW RAUM · $751M to $855MJan 24, 2025 to Mar 31, 2025
- Individual RAUM · $192M to $229MJan 24, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $3.8M to $1.4MJan 24, 2025 to Mar 31, 2025
- Pension RAUM · $1.6M to $1.9MJan 24, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $3.4M to $10.6MJan 24, 2025 to Mar 31, 2025
- RAUM · $1.0B to $1.2BJan 24, 2025 to Mar 31, 2025
- Related adviser · false to trueJan 24, 2025 to Mar 31, 2025
- Accounts · 1,507 to 1,911Jan 3, 2024 to Mar 28, 2024
- Advisory activities · 5 to 6Jan 3, 2024 to Mar 28, 2024
- Charity clients · 15 to 19Jan 3, 2024 to Mar 28, 2024
- Corporate clients · 7 to 11Jan 3, 2024 to Mar 28, 2024
- HNW clients · 159 to 195Jan 3, 2024 to Mar 28, 2024
Signals
4 dated events
- Jacob Robert Cogley left Hunter Associates Llc for Lineweaver Wealth Advisors (registered 2023-12-22)Sep 7, 2023 · Advisor changed firm · fact
- Isabella Lauren Beale left Hunter Associates Llc for Lpl Financial Llc (registered 2026-01-07)Nov 22, 2022 · Advisor changed firm · fact
- Patrick James Clark (Cco) appeared on Schedule A of Hunter Associates LlcSep 20, 2022 · Control person joined · fact
- Hunter Associates, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 13, 2016 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- Hunter Associates LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 800-203-6593reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 800-354-3105reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/hunter-associates-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- HUNTERASSOCIATES.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 412-471-4191reportedpublic record, Form ADV, Jul 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $83.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026