RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• K••• S•••••
- F••••• I••••••••• independent RIA currentsince Jul 31, 2026 · Camas, Wa
- E•••••••• A•••••••• L•• national BDJun 5, 2008 to Apr 13, 2012 · Charlotte, Nc
- A••••• A•• P••••••• S••••••• BD affiliatedMar 30, 2005 to Dec 15, 2006 · Denver, Co
- T•••••••• T•••• C••••••• F•• unclassifiedDec 8, 2004 to Mar 30, 2005 · St. Louis, Mo
- E•••••••• A•••••••• L•• to F••••• I•••••••••left Apr 13, 2012, registered Jul 31, 2026 (5222 days) · Affiliated broker-dealer or bank to independent RIA
- A••••• A•• P••••••• S••••••• to E•••••••• A•••••••• L••left Dec 15, 2006, registered Jun 5, 2008 (538 days) · Other
- T•••••••• T•••• C••••••• F•• to A••••• A•• P••••••• S•••••••left Mar 30, 2005, registered Mar 30, 2005 (0 days) · Other
- D•••••• K••• S••••• no longer holds an investment adviser registration (last listed at F••••• I••••••••• on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address