J••• L• C•••••••

E••••• J••••national BDBellevue, Wadual registrantIAPD 2812400

Feed of 09/14/2026

Also filed as J••• L•••••• C•••••••

At current firm

9 y

since Apr 20, 2017

In the industry

26 y

since Oct 19, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Apr 20, 2017 · Bellevue, Wa
U••• F•••••••• P••••••• S••••••• former
Jul 31, 2008 to Sep 20, 2011 · San Antonio, Tx
W•••••• • R••• former
May 14, 2008 to Jun 10, 2008 · Bellevue, Wa
G•••• C•••••• M••••••••• L•• unclassified
Apr 19, 2002 to May 27, 2004 · Oak Harbor, Wa

Moves

a registration end followed by a registration begin elsewhere

U••• F•••••••• P••••••• S••••••• to E••••• J••••
left Sep 20, 2011, registered Apr 20, 2017 (2039 days) · Other
W•••••• • R••• to U••• F•••••••• P••••••• S•••••••
left Jun 10, 2008, registered Jul 31, 2008 (51 days) · Other
G•••• C•••••• M••••••••• L•• to W•••••• • R•••
left May 27, 2004, registered May 14, 2008 (1448 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address