RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• M•••••• D••••
- P•• W••••• M••••••••• BD affiliated currentsince Apr 13, 2016 · Pittsburgh, Pa
- P•• W••••• M••••••••• BD affiliatedSep 12, 2007 to May 22, 2014 · Pittsburgh, Pa
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJul 26, 2004 to Sep 22, 2005 · St Petersburg , Fl
- F•••••••• I••••••••• C••••••••• institutionalAug 27, 2002 to Mar 1, 2004 · Pittsburgh, Pa
- T••••••••• F•••••••• A•••••••• L•• to P•• W••••• M•••••••••left Sep 22, 2005, registered Sep 12, 2007 (720 days) · Other
- F•••••••• I••••••••• C••••••••• to T••••••••• F•••••••• A•••••••• L••left Mar 1, 2004, registered Jul 26, 2004 (147 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address