RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• A••••• G••••••
- W••• G•••••• F•••••••• S••••••• I••• state registered currentsince Sep 27, 2019 · Gainesville, Ga
- Q•••••• A•••• M••••••••• I••• formerAug 6, 2014 to May 1, 2017 · Minneapolis, Mn
- I••••••••• A••••••• C••• formerApr 28, 2010 to Aug 7, 2014 · Gainesville, Ga
- M••••• S•••••• wirehouseJun 1, 2009 to May 24, 2010 · Athens, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 6, 2009 to Jun 1, 2009 · Athens, Ga
- I••••• F•••••••• C••••••••• formerNov 2, 2005 to Mar 23, 2009 · Gainesville, Ga
- V••• F•••••••• A•••••••• I••• BD affiliatedSep 16, 2003 to Nov 3, 2005 · Gainsville, Ga
- B••• I••••••••• S•••••••• I••• formerMay 15, 2002 to Jun 4, 2002 · Charlotte, Nc
- Q•••••• A•••• M••••••••• I••• to W••• G•••••• F•••••••• S••••••• I•••left May 1, 2017, registered Sep 27, 2019 (879 days) · Other
- I••••••••• A••••••• C••• to Q•••••• A•••• M••••••••• I•••left Aug 7, 2014, registered Aug 6, 2014 (-1 days) · Other
- M••••• S•••••• to I••••••••• A••••••• C•••left May 24, 2010, registered Apr 28, 2010 (-26 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- I••••• F•••••••• C••••••••• to C•••••••• G••••• M•••••• I•••left Mar 23, 2009, registered Mar 6, 2009 (-17 days) · Other
- V••• F•••••••• A•••••••• I••• to I••••• F•••••••• C•••••••••left Nov 3, 2005, registered Nov 2, 2005 (-1 days) · Other
- B••• I••••••••• S•••••••• I••• to V••• F•••••••• A•••••••• I•••left Jun 4, 2002, registered Sep 16, 2003 (469 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address