RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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B•••••• V•••••• R•••••••
- S••••• M••••• F•••• M••••••••• C•••• institutional currentsince Jun 6, 2025 · Boca Raton, Fl
- A••••••• A••••••• S•••••••• L•• BD affiliatedNov 1, 2021 to Apr 28, 2025 · Plano, Tx
- A••••••• A••••••• S••••••• formerJul 30, 2020 to Nov 1, 2021 · Plano, Tx
- N•••••• G•••• C••••••••• L•• institutionalJul 1, 2014 to Jun 24, 2020 · Lake Mary, Fl
- W•• A•••••••• L• formerAug 18, 2010 to Dec 31, 2013 · Dallas, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 8, 2010 to Aug 12, 2010 · Dallas, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedJun 10, 2002 to Dec 5, 2008 · Meridian, Ms
- A••••••• A••••••• S•••••••• L•• to S••••• M••••• F•••• M••••••••• C••••left Apr 28, 2025, registered Jun 6, 2025 (39 days) · Other
- A••••••• A••••••• S••••••• to A••••••• A••••••• S•••••••• L••left Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
- N•••••• G•••• C••••••••• L•• to A••••••• A••••••• S•••••••left Jun 24, 2020, registered Jul 30, 2020 (36 days) · Other
- W•• A•••••••• L• to N•••••• G•••• C••••••••• L••left Dec 31, 2013, registered Jul 1, 2014 (182 days) · Other
- M•• I•••••••• S•••••••• L•• to W•• A•••••••• L•left Aug 12, 2010, registered Aug 18, 2010 (6 days) · Other
- V•••• F•••••••• A•••••••• I••• to M•• I•••••••• S•••••••• L••left Dec 5, 2008, registered Jan 8, 2010 (399 days) · Other
- B•••••• V•••••• R••••••• left A••••••• A••••••• S•••••••• L•• for S••••• M••••• F•••• M••••••••• C•••• (registered 2025-06-06)Apr 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address