P••• J••• A••••

• L•• F•••••••• L•• BD affiliated current
  since May 18, 2022 · Solomons, Md
• W•••• F•••• A••••••• wirehouse
  Jun 22, 2018 to May 25, 2022 · Herndon, Va
• W•••• F•••• A••••••• wirehouse
  Feb 19, 2008 to Jun 22, 2018 · Mclean, Va
• M••••• S•••••• • C•• L•• unclassified
  Apr 2, 2007 to Feb 25, 2008 · Reston, Va
• M••••• S•••••• D• I••• unclassified
  Jan 31, 2005 to Apr 2, 2007 · Reston, Va
• S••••••• I••••••••• S•••••••• I••• former
  Dec 19, 2002 to Feb 25, 2005 · Vienna, Va

• W•••• F•••• A••••••• to L•• F•••••••• L••
  left May 25, 2022, registered May 18, 2022 (-7 days) · Wirehouse to independent RIA · moved with a team
• W•••• F•••• A••••••• to W•••• F•••• A•••••••
  left Jun 22, 2018, registered Jun 22, 2018 (0 days) · channel change inside one enterprise, not a move · moved with a team
• M••••• S•••••• • C•• L•• to W•••• F•••• A•••••••
  left Feb 25, 2008, registered Feb 19, 2008 (-6 days) · Other
• M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
  left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
• S••••••• I••••••••• S•••••••• I••• to M••••• S•••••• D• I•••
  left Feb 25, 2005, registered Jan 31, 2005 (-25 days) · Other

• ••• Locked
  May 25, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address