RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• T•••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 26, 2026 · Scottsdale, Az
- M••••• S•••••• wirehouseJul 9, 2018 to Feb 16, 2026 · Tampa, Fl
- K••••• A••••••• S•••••••• L•• BD affiliatedJul 28, 2016 to Jun 5, 2018 · Scottsdale, Az
- S•• I••••••••• I••• formerJan 16, 2009 to Jul 21, 2016 · Scottsdale, Az
- S•••••••• F••••••••• I••• formerAug 21, 2007 to Jan 21, 2009 · Scottsdale, Az
- M••••• S•••••• to L•• F•••••••• L••left Feb 16, 2026, registered Feb 26, 2026 (10 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- K••••• A••••••• S•••••••• L•• to M••••• S••••••left Jun 5, 2018, registered Jul 9, 2018 (34 days) · Affiliated broker-dealer or bank to wirehouse
- S•• I••••••••• I••• to K••••• A••••••• S•••••••• L••left Jul 21, 2016, registered Jul 28, 2016 (7 days) · Other · moved with a team
- S•••••••• F••••••••• I••• to S•• I••••••••• I•••left Jan 21, 2009, registered Jan 16, 2009 (-5 days) · Other
- D•••• T••••• left M••••• S•••••• for L•• F•••••••• L•• (registered 2026-02-26)Feb 16, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address