DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Robert Lee Vines
At current firm
0 y
since Jul 7, 2026
In the industry
29 y
since Jan 3, 1997 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Envestnet Pmc independent RIA currentsince Jul 7, 2026 · Melrose, Ma
- Fidelity Institutional Wealth Adviser LLC mixed wealthDec 24, 2019 to Jan 6, 2026 · Boston, Ma
- Envestnet Portfolio Solutions, Inc. independent RIAOct 28, 2010 to Oct 18, 2019 · Berwyn, Pa
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 23, 2009 to Oct 12, 2010 · Boston, Ma
- Banc Of America Investment Services, Inc. unclassifiedJan 8, 2009 to Oct 23, 2009 · Boston, Ma
- Bofa Advisors, LLC formerJul 21, 2008 to Dec 31, 2008 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Institutional Wealth Adviser LLC to Envestnet Pmcleft Jan 6, 2026, registered Jul 7, 2026 (182 days) · RIA to RIA
- Envestnet Portfolio Solutions, Inc. to Fidelity Institutional Wealth Adviser LLCleft Oct 18, 2019, registered Dec 24, 2019 (67 days) · Affiliated broker-dealer or bank to a newly registered adviser
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Envestnet Portfolio Solutions, Inc.left Oct 12, 2010, registered Oct 28, 2010 (16 days) · Other
- Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- Bofa Advisors, LLC to Banc Of America Investment Services, Inc.left Dec 31, 2008, registered Jan 8, 2009 (8 days) · Other
Signals
- Robert Lee Vines left Fidelity Institutional Wealth Adviser Llc for Envestnet Pmc (registered 2026-07-07)Jan 6, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address