DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fidelity Institutional Wealth Adviser LLC
Latest filing Mar 30, 2026
First filing on the tape May 28, 2019 · 42 filings
SEC status approved since Jun 28, 2019
RAUM
$9.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
48%
$4.5B individuals and HNW
Advisors
38
registered through the firm on IAPD
RAUM per advisor
$247M
derived; firm RAUM over IAPD count
Employees
209
101 advisory (5.B.1)
Offices
11
beyond the principal office
Private funds
0
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$9.4B as of Mar 30, 2026
Mar 31, 2022$2.8B then
HNW client RAUM$4.2B as of Mar 30, 2026
Mar 30, 2020$0 then
State-registered IARs (5.B.3)41 as of Mar 30, 2026
Mar 30, 20203 then
Employees (5.A)209 as of Mar 30, 2026
Mar 30, 202017 then
Private funds: no history
RAUM +45% over the last fiscal year+53% a year over threeIARs 38 to 41offices 10 to 11
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $247MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 1,686derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.0MderivedHNW RAUM over HNW clients
- Average account
- $6.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.5derivedItem 5.A over advisors
- Advisors per office
- 3.2derived12 offices incl. principal (1.F.5)
- RAUM growth, one year
- +45%derivedbetween the last two annual amendments
- Advisor growth, one year
- +7.9%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +25%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminars, otherreportedItem 5.G
- Wrap fee program
- $15.3MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$4.8B52%
- High-net-worth individuals$4.2B45%
- Individuals$321M3.4%
- Individual clients
- 59,902reported
- HNW clients
- 4,169reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 1,435reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $72.6M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.48 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=169.0derived
Advisors registered through the firm
38 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Nils Bierkamp | Ladera Ranch, Ca | Sep 29, 2020 | 10 y | 1 |
| Matthew J Petteys | Foxborough, Ma | Oct 13, 2020 | 12 y | 0 |
| Michael Farrell | Hampden, Ma | Oct 14, 2020 | 12 y | 0 |
| Jeffrey Bonafe | Las Vegas, Nv | Jan 7, 2021 | 19 y | 4 |
| Allison Staab | Providence, Ri | Jan 13, 2021 | 15 y | 3 |
| Dana R Holmes | Smithfield, Ri | Jan 13, 2021 | 29 y | 2 |
| Megan Dispirito | Enfield, Ct | Feb 23, 2021 | 18 y | 0 |
| Taylor Blake HankinsChartered Financial Analyst | Plano, Tx | Nov 19, 2021 | 10 y | 0 |
| Lauren Roberts | Mount Prospect, Il | Apr 26, 2022 | 21 y | 1 |
| Alexander Harrington | Boston, Ma | May 25, 2022 | 10 y | 1 |
| Mayank GoradiaChartered Financial Analyst | Westborough, Ma | Jun 6, 2022 | 14 y | 0 |
| Michael J ScarsciottiCertified Financial Planner | Boston, Ma | Oct 7, 2022 | 15 y | 1 |
| Nathaniel ChangChartered Financial Analyst | Norwalk, Ca | Feb 8, 2023 | 18 y | 3 |
| James Michael Ocasio | Tampa, Fl | Feb 22, 2023 | 13 y | 1 |
| Vincent BertramChartered Financial Analyst | Hingham, Ma | Feb 27, 2023 | 10 y | 2 |
| Alison Rachel Green | Smithfield, Ri | May 22, 2023 | 10 y | 0 |
| Matthew John GreeneChartered Financial Analyst | Madison, Ct | Aug 2, 2023 | 12 y | 1 |
| Karle Mclaughlin | Winnetka, Il | Aug 17, 2023 | 21 y | 0 |
| Nicholas Anthony Sgroi | Jersey City, Nj | Sep 13, 2023 | 11 y | 0 |
| Pooja Raju-Shankar | Stoneham, Ma | Feb 15, 2024 | 15 y | 1 |
| Mindy Freedman | Boston, Ma | May 23, 2024 | 12 y | 2 |
| Matthew Dylan Aroesty | Chicago, Il | Jul 24, 2024 | 12 y | 1 |
| Lisa Cash-Doherty | Attleboro, Ma | Aug 9, 2024 | 11 y | 0 |
| Alisa Lauren Guetzkow | Rllng Hills Estates, Ca | Oct 8, 2024 | 19 y | 1 |
| Kevin Lee Downing | Boston, Ma | Nov 5, 2024 | 10 y | 0 |
| Ryan Van Leeuwen | Flower Mound, Tx | Feb 10, 2025 | 10 y | 0 |
| Robert C. Neff | Boston, Ma | Feb 21, 2025 | 21 y | 0 |
| Amanda RobinsonChartered Financial Analyst | Hingham, Ma | Mar 28, 2025 | 10 y | 0 |
| Daniel Negus | Quincy, Ma | Apr 3, 2025 | 13 y | 1 |
| Isaiah LangaChartered Financial Analyst | Scottsdale, Az | Jun 9, 2025 | 10 y | 1 |
| James Bernard McglynnCertified Financial Planner | Avon Lake, Oh | Jun 9, 2025 | 15 y | 1 |
| Thomas P King | Pomfret, Ct | Aug 15, 2025 | 20 y | 0 |
| Johnpatrick Squillace | Smithfield, Ri | Oct 1, 2025 | 26 y | 0 |
| Dante Demarco | Boston, Ma | Oct 7, 2025 | 10 y | 0 |
| Megan E. Tracy | Hingham, Ma | Dec 23, 2025 | 17 y | 4 |
| Kelsea Sullivan | Roseville, Mn | Jan 6, 2026 | 14 y | 1 |
| Ashley C Glover | Nashville, Tn | May 26, 2026 | 13 y | 0 |
| John C. VeitChartered Financial Analyst | Wyckoff, Nj | Aug 24, 2026 | 16 y | 3 |
Advisor movement
5 left, 3 joined in 12 months
net -2 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 13% of current headcount8 left over 36 months
Left, latest
- Paul Ma to Bg Investment Services, LLCJul 11, 2026 · RIA to RIA
- Kyle A. Jones to Osaic Wealth, Inc.Jan 8, 2026 · RIA to affiliated broker-dealer or bank
- Michael V Porco to Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 8, 2026 · RIA to wirehouse
- Robert Lee Vines to Envestnet PmcJan 6, 2026 · RIA to RIA
- Derek W. Waslick to MML Investors Services, LLCJan 6, 2026 · RIA to affiliated broker-dealer or bank
- Thomas Emeel Betros to D'Arcangelo Financial Advisors, LLCMay 20, 2025 · RIA to a state-registered adviser
- Laura E Ennis to T. Rowe Price Associates, Inc.Jul 16, 2024 · Other
- James F Conybear to Envestnet PmcMar 6, 2024 · RIA to RIA
- Craig Leon Blackwell to Compound Advisers, Inc.Apr 26, 2023 · RIA to RIA
- William Thompson to UBS Financial Services Inc.Jan 19, 2023 · RIA to wirehouse
- John Thomas Kasameyer to Cresset Asset Management, LLCFeb 8, 2022 · Other
- Jake Dinucci to J.P. Morgan Securities LLCOct 1, 2021 · Other
Joined, latest
- John C. Veit from J.P. Morgan Securities LLCAug 24, 2026 · Wirehouse to independent RIA
- Kelsea Sullivan from Thrivent Asset Management, LLCJan 6, 2026 · Other
- Megan E. Tracy from Strategic Advisers LLCDec 23, 2025 · Affiliated broker-dealer or bank to independent RIA
- James Bernard Mcglynn from Envestnet PmcJun 9, 2025 · RIA to RIA
- Isaiah Langa from Ballentine PartnersJun 9, 2025 · RIA to RIA
- Daniel Negus from Eaton Vance ManagementApr 3, 2025 · Other
- Kyle A. Jones from Neuberger Berman Bd LLCMar 26, 2025 · Other
- Alisa Lauren Guetzkow from Principal Asset ManagementOct 8, 2024 · Other
- Matthew Dylan Aroesty from Fidelity Personal And Workplace AdvisorsJul 24, 2024 · Affiliated broker-dealer or bank to independent RIA
- Mindy Freedman from Natixis Advisors, LLCMay 23, 2024 · Affiliated broker-dealer or bank to independent RIA
- Thomas Emeel Betros from Charles Schwab & Co., Inc.May 3, 2024 · Affiliated broker-dealer or bank to independent RIA
- Pooja Raju-Shankar from Citizens Securities, Inc.Feb 15, 2024 · Affiliated broker-dealer or bank to independent RIA
- Laura E Ennis from Fidelity Personal And Workplace AdvisorsFeb 13, 2024 · Affiliated broker-dealer or bank to independent RIA
- Matthew John Greene from O'Shaughnessy Asset Management, LLCAug 2, 2023 · RIA to RIA
- Vincent Bertram from Natixis Advisors, LLCFeb 27, 2023 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Allan Charles Ackerman · Chief Financial Officercontrolsince 12/2025 · owns less than 5%
- Steinig Erica Birke · Elected Managercontrolsince 03/2022 · owns less than 5%
- John Jordan Burgess · President, Directorcontrolsince 05/2025 · owns less than 5%
- John Gary Gallagher · Elected Manager/Presidentcontrolsince 04/2019 · owns less than 5%
- Dhirendra Mayank Goradia · Chief Investment Officercontrolsince 12/2025 · owns less than 5%
- Dalton Gustafson · Elected Managercontrolsince 12/2023 · owns less than 5%
- Scott Richard Harrigan · Chief Financial Officercontrolsince 06/2024 · owns less than 5%
- John Jason Linde · Chief Compliance Officercontrolsince 03/2019 · owns less than 5%
- Rohit Mahna · Elected Managercontrolsince 03/2022 · owns less than 5%
- V Anton Marchuk · Elected Managercontrolsince 12/2023 · owns less than 5%
- Darby James Nielson · Chief Investment Officercontrolsince 02/2023 · owns less than 5%
- Daniel Edward O'Brien · Elected Managercontrolsince 03/2022 · owns less than 5%
- Alfonso Riviezzo · Elected Managercontrolsince 03/2022 · owns less than 5%
- Nicole Amanda Robinson · Head Of Specialist Distribution, Directorcontrolsince 12/2025 · owns less than 5%
- Singh Manmohan Seth · Head Of Product, Directorcontrolsince 12/2023 · owns less than 5%
- Crosby Edward Johnson IV · Elected Managercontrolsince 04/2006 · owns F of Fmr LLC
- Pierrepont Abigail Johnson · Elected Managercontrolsince 05/1994 · owns F of Fmr LLC
- John Gerard Mcgraw · Elected Managercontrolsince 10/2014 · owns F of Fmr LLC
- Charles Stephen Neff · Elected Managercontrolsince 04/2023 · owns F of Fmr LLC
- Engber Michael Wilens · Elected Managercontrolsince 10/2014 · owns F of Fmr LLC
Entity owners
- Fmr LLC · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- 42 North Resource Partners Advisors II LPpooled vehicle sponsorn
- 42 North Resource Partners Advisors LPpooled vehicle sponsorn
- Agilus Ventures Advisors IV Limited Partnershippooled vehicle sponsorn
- Alimont Ventures Advisors V Limited Partnershippooled vehicle sponsorn
- Avon Venture Advisors Fund I LPpooled vehicle sponsorn
- Avon Venture Advisors Fund II LPpooled vehicle sponsorn
- Ballyrock Investment Advisors LLCinvestment advisernRAUM $11B
- Di Consumer Advisors Fund I LPpooled vehicle sponsorn
- Di Opportunity Advisors Fund LPpooled vehicle sponsorn
- Digital Brokerage Services LLCbroker-dealern
- Empire Fidelity Investments Life Insurance Companyreal estaten
- F-Prime Capital Partners Healthcare Advisors Fund II LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund III LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund IV LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund IV-A LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund V LPpooled vehicle sponsorn
- F-Prime Capital Partners Hits Advisors Fund II LPpooled vehicle sponsorn
- F-Prime Capital Partners Hits Advisors Fund III LPpooled vehicle sponsorn
- F-Prime Capital Partners Life Sciences Advisors Fund Vi LPpooled vehicle sponsorn
- F-Prime Capital Partners Life Sciences Advisors Fund Vii LPpooled vehicle sponsorn
- F-Prime Capital Partners Life Sciences Advisors Fund Viii LPpooled vehicle sponsorn
- F-Prime Capital Partners Tech Advisors Fund 2021 LPpooled vehicle sponsorn
- F-Prime Capital Partners Tech Advisors Fund II LPpooled vehicle sponsorn
- F-Prime Capital Partners Tech Advisors Fund LPpooled vehicle sponsorn
- F-Prime Cp Hits Advisors Fund LPpooled vehicle sponsorn
- Fiam Index Fund Gp, LLCbankpooled vehicle sponsorn
- Fiam Institutional Funds Manager, LLCbankpooled vehicle sponsorn
- Fiam LLCinvestment adviserbankLP sponsornRAUM $348B
- Fidelity Brokerage Services LLCbroker-dealern
Advisers that list Fidelity Institutional Wealth Adviser LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Smithfield, Ri | 7 | 2 | 2 | ||
| Boston, Ma · principal | 7 | 1 | 1 | ||
| Hingham, Ma | 3 | 1 | 0 | ||
| Providence, Ri | 2 | 1 | 0 | ||
| Westlake, Tx | 2 | 0 | 0 | ||
| Jersey City, Nj | 2 | 1 | 0 | ||
| Chicago, Il | 1 | 0 | 0 | ||
| Bristol, Ri | 0 | 0 | 1 | ||
| Brooklyn, Ny | 0 | 0 | 1 | ||
| Dallas, Tx | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Smithfield, RI57 employees
- Smithfield, RI21 employees
- Jersey City, NJ8 employees
- Westlake, TX7 employees
- Merrimack, NH5 employees
- Durham, NC3 employees
- New York, NY3 employees
- Chicago, IL2 employees
- , 1 employees
- Santa Monica, CA1 employees
- Westlake, TX1 employees
ADV anomalies
21 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing Mar 30, 2026related persons on Schedule D 7.A of 68.0 against a peer median of 6.0 (84 comparable advisers, 100.0th percentile, 20.9 robust deviations)peers: independent wealth managers, $5B to $20B (84) · 100% percentile
- unusually high clients per advisorStatic outlier · filing Mar 30, 2026private clients per advisor of 1,686.1 against a peer median of 61.3 (231 comparable advisers, 98.0th percentile, 33.4 robust deviations)peers: independent wealth managers, $5B to $20B (231) · 98% percentile
- control person changedChange between filings · filing Mar 30, 2026BURGESS, JORDAN, JOHN (PRESIDENT, DIRECTOR) appeared on Schedule A between the filings of 2024-06-24 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026GORADIA, MAYANK, DHIRENDRA (CHIEF INVESTMENT OFFICER) appeared on Schedule A between the filings of 2024-06-24 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026ROBINSON, AMANDA, NICOLE (HEAD OF SPECIALIST DISTRIBUTION, DIRECTOR) appeared on Schedule A between the filings of 2024-06-24 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026GALLAGHER, GARY, JOHN (ELECTED MANAGER/PRESIDENT) left Schedule A between the filings of 2024-06-24 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026O'BRIEN, EDWARD, DANIEL (ELECTED MANAGER) left Schedule A between the filings of 2024-06-24 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026RIVIEZZO, ALFONSO (ELECTED MANAGER) left Schedule A between the filings of 2024-06-24 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026GUSTAFSON, DALTON (ELECTED MANAGER) left Schedule A between the filings of 2024-06-24 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026MARCHUK, ANTON, V (ELECTED MANAGER) left Schedule A between the filings of 2024-06-24 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026MAHNA, ROHIT (ELECTED MANAGER) left Schedule A between the filings of 2024-06-24 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026JOHNSON, ABIGAIL, PIERREPONT (ELECTED MANAGER) left Schedule A between the filings of 2024-06-24 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026MCGRAW, GERARD, JOHN (ELECTED MANAGER) left Schedule A between the filings of 2024-06-24 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026JOHNSON IV, EDWARD, CROSBY (ELECTED MANAGER) left Schedule A between the filings of 2024-06-24 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026WILENS, MICHAEL, ENGBER (ELECTED MANAGER) left Schedule A between the filings of 2024-06-24 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026NEFF, STEPHEN, CHARLES (ELECTED MANAGER) left Schedule A between the filings of 2024-06-24 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026BIRKE, ERICA, STEINIG (ELECTED MANAGER) left Schedule A between the filings of 2024-06-24 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026NIELSON, JAMES, DARBY (CHIEF INVESTMENT OFFICER) left Schedule A between the filings of 2024-06-24 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026Harrigan, Richard, Scott (CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2024-06-24 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- account count surgeChange between filings · filing Mar 30, 2026accounts (Item 5.F.2.f) moved from 829.0 to 1,435.0 (+73.0%) between the annual amendments of 2025-04-10 and 2026-03-30; the peer median change was +8.0% (253 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $5B to $20B (253) · 93% percentile
Data quality: total accounts (5.F.2.f) is below the private client count (5.D) by half or more on the filing of 2026-03-30
What changed
consecutive filings, newest first
- Accounts · 829 to 1,435Jan 9, 2026 to Mar 30, 2026
- Advisory employees · 93 to 101Jan 9, 2026 to Mar 30, 2026
- BD registered reps · 152 to 169Jan 9, 2026 to Mar 30, 2026
- Charity clients · unset to 5.0Jan 9, 2026 to Mar 30, 2026
- Corporate clients · 1,027 to 1,335Jan 9, 2026 to Mar 30, 2026
- HNW clients · 2,276 to 4,169Jan 9, 2026 to Mar 30, 2026
- Individual clients · 49,046 to 59,902Jan 9, 2026 to Mar 30, 2026
- Employees · 194 to 209Jan 9, 2026 to Mar 30, 2026
- State-registered IARs · 38 to 41Jan 9, 2026 to Mar 30, 2026
- Other offices · 10 to 11Jan 9, 2026 to Mar 30, 2026
- Discretionary RAUM · $6.5B to $9.4BJan 9, 2026 to Mar 30, 2026
- HNW RAUM · $2.4B to $4.2BJan 9, 2026 to Mar 30, 2026
- Individual RAUM · $161M to $321MJan 9, 2026 to Mar 30, 2026
- RAUM · $6.5B to $9.4BJan 9, 2026 to Mar 30, 2026
- Wrap assets (manager) · $8.5M to $72.6MJan 9, 2026 to Mar 30, 2026
- Financial planning clients · unset to May 19, 2025 to Jun 23, 2025
- Accounts · 423 to 829Nov 25, 2024 to Apr 10, 2025
- Advisory employees · 84 to 93Nov 25, 2024 to Apr 10, 2025
- BD registered reps · 131 to 152Nov 25, 2024 to Apr 10, 2025
- Corporate clients · 610 to 1,027Nov 25, 2024 to Apr 10, 2025
- HNW clients · 1,350 to 2,276Nov 25, 2024 to Apr 10, 2025
- Individual clients · 45,658 to 49,046Nov 25, 2024 to Apr 10, 2025
- Pension plan clients · 376.0 to unsetNov 25, 2024 to Apr 10, 2025
- Employees · 174 to 194Nov 25, 2024 to Apr 10, 2025
- State-registered IARs · 28 to 38Nov 25, 2024 to Apr 10, 2025
- Other offices · 24 to 10Nov 25, 2024 to Apr 10, 2025
- Discretionary RAUM · $3.9B to $6.5BNov 25, 2024 to Apr 10, 2025
- HNW RAUM · $1.7B to $2.4BNov 25, 2024 to Apr 10, 2025
- Individual RAUM · $69.3M to $161MNov 25, 2024 to Apr 10, 2025
- RAUM · $3.9B to $6.5BNov 25, 2024 to Apr 10, 2025
- Wrap assets (manager) · $0 to $8.5MNov 25, 2024 to Apr 10, 2025
- Accounts · 210 to 423Feb 6, 2024 to Mar 28, 2024
- Advisory employees · 74 to 84Feb 6, 2024 to Mar 28, 2024
- BD registered reps · 110 to 131Feb 6, 2024 to Mar 28, 2024
- Corporate clients · 114 to 610Feb 6, 2024 to Mar 28, 2024
- HNW clients · 332 to 1,350Feb 6, 2024 to Mar 28, 2024
- Individual clients · 12,560 to 45,658Feb 6, 2024 to Mar 28, 2024
- Pension plan clients · 17 to 376Feb 6, 2024 to Mar 28, 2024
- Employees · 132 to 174Feb 6, 2024 to Mar 28, 2024
- State-registered IARs · 19 to 28Feb 6, 2024 to Mar 28, 2024
Signals
59 dated events
- Paul Ma left Fidelity Institutional Wealth Adviser Llc for Bg Investment Services, Llc (registered 2026-07-30)Jul 11, 2026 · Advisor changed firm · fact
- Fidelity Institutional Wealth Adviser Llc reported RAUM $9.4B, up 45% from $6.5B (2026-01-09 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Kyle A. Jones left Fidelity Institutional Wealth Adviser Llc for Osaic Wealth, Inc. (registered 2026-04-22)Jan 8, 2026 · Advisor changed firm · fact
- Michael V Porco left Fidelity Institutional Wealth Adviser Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-08-25)Jan 8, 2026 · Advisor changed firm · fact
- Derek W. Waslick left Fidelity Institutional Wealth Adviser Llc for Mml Investors Services, Llc (registered 2026-08-12)Jan 6, 2026 · Advisor changed firm · fact
- Robert Lee Vines left Fidelity Institutional Wealth Adviser Llc for Envestnet Pmc (registered 2026-07-07)Jan 6, 2026 · Advisor changed firm · fact
- Thomas Emeel Betros left Fidelity Institutional Wealth Adviser Llc for D'Arcangelo Financial Advisors, Llc (registered 2025-07-16)May 20, 2025 · Advisor changed firm · fact
- Fidelity Institutional Wealth Adviser Llc reported RAUM $6.5B, up 65% from $3.9B (2024-11-25 to 2025-04-10)Apr 10, 2025 · RAUM change · derived
- Fidelity Institutional Wealth Adviser Llc reported 10 offices beyond its principal office, down from 24 (2024-11-25 to 2025-04-10)Apr 10, 2025 · Office count change · derived
- Fidelity Institutional Wealth Adviser Llc reported 38 state-registered advisory representatives, up from 28 (2024-11-25 to 2025-04-10)Apr 10, 2025 · Advisor headcount change · derived
- Joseph Colby Penzone (Elected Manager) no longer on Schedule A of Fidelity Institutional Wealth Adviser Llc (listed 2024-09-20, absent 2024-11-25)Nov 25, 2024 · Control person left · inference
- Laura E Ennis left Fidelity Institutional Wealth Adviser Llc for T. Rowe Price Associates, Inc. (registered 2024-09-06)Jul 16, 2024 · Advisor changed firm · fact
- Cautero Kimiko Cohen (Chief Financial Officer) no longer on Schedule A of Fidelity Institutional Wealth Adviser Llc (listed 2024-03-28, absent 2024-06-24)Jun 24, 2024 · Control person left · inference
- Scott Richard Harrigan (Chief Financial Officer) appeared on Schedule A of Fidelity Institutional Wealth Adviser LlcJun 24, 2024 · Control person joined · fact
- Fidelity Institutional Wealth Adviser Llc reported RAUM $3.9B, up 50% from $2.6B (2024-02-06 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Joseph John Remondi (Elected Manager) no longer on Schedule A of Fidelity Institutional Wealth Adviser Llc (listed 2024-02-06, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- James F Conybear left Fidelity Institutional Wealth Adviser Llc for Envestnet Pmc (registered 2024-05-07)Mar 6, 2024 · Advisor changed firm · fact
- John Robert Adams (Elected Manager) no longer on Schedule A of Fidelity Institutional Wealth Adviser Llc (listed 2023-09-22, absent 2024-01-02)Jan 2, 2024 · Control person left · inference
- David Wakefield (Elected Manager) no longer on Schedule A of Fidelity Institutional Wealth Adviser Llc (listed 2023-09-22, absent 2024-01-02)Jan 2, 2024 · Control person left · inference
- Rashmi Venkatesh (Elected Manager) no longer on Schedule A of Fidelity Institutional Wealth Adviser Llc (listed 2023-09-22, absent 2024-01-02)Jan 2, 2024 · Control person left · inference
- Dalton Gustafson (Elected Manager) appeared on Schedule A of Fidelity Institutional Wealth Adviser LlcJan 2, 2024 · Control person joined · fact
- V Anton Marchuk (Elected Manager) appeared on Schedule A of Fidelity Institutional Wealth Adviser LlcJan 2, 2024 · Control person joined · fact
- S Manmohan Seth (Elected Manager) appeared on Schedule A of Fidelity Institutional Wealth Adviser LlcJan 2, 2024 · Control person joined · fact
- Stephen Phillips (Elected Manager) no longer on Schedule A of Fidelity Institutional Wealth Adviser Llc (listed 2023-06-05, absent 2023-08-17)Aug 17, 2023 · Control person left · inference
- Charles Stephen Neff (Elected Manager) appeared on Schedule A of Fidelity Institutional Wealth Adviser LlcJun 5, 2023 · Control person joined · fact
- Craig Leon Blackwell left Fidelity Institutional Wealth Adviser Llc for Compound Advisers, Inc. (registered 2023-05-18)Apr 26, 2023 · Advisor changed firm · fact
- Fidelity Institutional Wealth Adviser Llc reported 20 offices beyond its principal office, up from 15 (2023-01-26 to 2023-03-28)Mar 28, 2023 · Office count change · derived
- Nmn Vadim Zlotnikov (Chief Investment Officer) no longer on Schedule A of Fidelity Institutional Wealth Adviser Llc (listed 2023-01-26, absent 2023-03-28)Mar 28, 2023 · Control person left · inference
- Rina Kupferschmid-Rojas (Elected Manager) no longer on Schedule A of Fidelity Institutional Wealth Adviser Llc (listed 2023-01-26, absent 2023-03-28)Mar 28, 2023 · Control person left · inference
- Charles James Curvey (Elected Manager) no longer on Schedule A of Fidelity Institutional Wealth Adviser Llc (listed 2022-09-30, absent 2023-01-26)Jan 26, 2023 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- custom-smas.fmr.com/custom-smasreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 617-563-7000reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $247Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026