RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• T••••• S•••••
- N•••••• A•••••••• L•• state registered currentsince Jan 30, 2024 · Mcdonough, Ga
- S• A•••••••• L•• independent RIAJan 13, 2021 to Jun 7, 2021 · Atlanta, Ga
- S• A•••••••• L•• independent RIAOct 4, 2011 to Dec 31, 2020 · Atlanta, Ga
- I•• S••••••••• unclassifiedSep 30, 2009 to Feb 24, 2010 · Columbia, Md
- B••••• G••••• A•••• M••••••••• BD affiliatedAug 10, 2005 to Jun 26, 2006 · Ronkonkoma, Ny
- S• A•••••••• L•• to N•••••• A•••••••• L••left Jun 7, 2021, registered Jan 30, 2024 (967 days) · RIA to a state-registered adviser
- I•• S••••••••• to S• A•••••••• L••left Feb 24, 2010, registered Oct 4, 2011 (587 days) · Other
- B••••• G••••• A•••• M••••••••• to I•• S•••••••••left Jun 26, 2006, registered Sep 30, 2009 (1192 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address