DFX Intelligence
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Registered advisor
G•••• A• H•••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as G•••• A Mcmanus
At current firm
1 y
since Mar 4, 2025
In the industry
29 y
since Dec 17, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- J• W• C••• A•••••••• I••• BD affiliated currentsince Mar 4, 2025 · East Syracuse, Ny
- L•• F•••••••• L•• BD affiliatedJan 10, 2022 to Mar 7, 2025 · Johnson City, Ny
- J• W• C••• A•••••••• I••• BD affiliatedAug 11, 2015 to Jan 19, 2022 · Johnson City, Ny
- V••• F•••••••• A•••••••• I••• BD affiliatedAug 7, 2012 to Sep 3, 2013 · Windsor, Ct
- E•••• S••••••••• L•• BD affiliatedMar 8, 2012 to Jul 26, 2012 · Johnson City, Ny
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to J• W• C••• A•••••••• I•••left Mar 7, 2025, registered Mar 4, 2025 (-3 days) · Affiliated broker-dealer or bank to another
- J• W• C••• A•••••••• I••• to L•• F•••••••• L••left Jan 19, 2022, registered Jan 10, 2022 (-9 days) · RIA to affiliated broker-dealer or bank
- V••• F•••••••• A•••••••• I••• to J• W• C••• A•••••••• I•••left Sep 3, 2013, registered Aug 11, 2015 (707 days) · Other
- E•••• S••••••••• L•• to V••• F•••••••• A•••••••• I•••left Jul 26, 2012, registered Aug 7, 2012 (12 days) · Other
Signals
- G•••• A• H••••••• left L•• F•••••••• L•• for J• W• C••• A•••••••• I••• (registered 2025-03-04)Mar 7, 2025 · Advisor changed firm · fact
- G•••• A• H••••••• left J• W• C••• A•••••••• I••• for L•• F•••••••• L•• (registered 2022-01-10)Jan 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address