DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Joseph Granaghan
Feed of 09/14/2026
Also filed as Tom Granaghan
At current firm
5 y
since Aug 5, 2021
In the industry
29 y
since Dec 9, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Rockefeller Capital Management BD affiliated currentsince Aug 5, 2021 · Hamilton, Nj
- Foresters Advisory Services, LLC formerFeb 3, 2016 to Aug 27, 2019 · Edison, Nj
- Lord, Abbett & Co. LLC asset managerAug 14, 2006 to Jan 5, 2015 · Jersey City, Nj
Moves
a registration end followed by a registration begin elsewhere
- Foresters Advisory Services, LLC to Rockefeller Capital Managementleft Aug 27, 2019, registered Aug 5, 2021 (709 days) · Affiliated broker-dealer or bank to another
- Lord, Abbett & Co. LLC to Foresters Advisory Services, LLCleft Jan 5, 2015, registered Feb 3, 2016 (394 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address