RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Jul 23, 2026 · Palo Alto, Ca
- J••• M••••• S••••••••• L•• wirehouseJun 4, 2013 to Jul 24, 2026 · San Francisco, Ca
- D••••••• B••• S••••••••• I••• no RAUMNov 6, 2012 to Jun 12, 2013 · San Francisco, Ca
- L••••• B••••••• I••• unclassifiedOct 4, 2000 to Oct 31, 2007 · San Francisco, Ca
- J••• M••••• S••••••••• L•• to M••••• S••••••left Jul 24, 2026, registered Jul 23, 2026 (-1 days) · Wirehouse to wirehouse · moved with a team
- D••••••• B••• S••••••••• I••• to J••• M••••• S••••••••• L••left Jun 12, 2013, registered Jun 4, 2013 (-8 days) · Other
- L••••• B••••••• I••• to D••••••• B••• S••••••••• I•••left Oct 31, 2007, registered Nov 6, 2012 (1833 days) · Other
- M•••••• W•••••• left J••• M••••• S••••••••• L•• for M••••• S•••••• (registered 2026-07-23)Jul 24, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address