DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kingdom Financial Group, LLC
Latest filing Mar 27, 2026
First filing on the tape Apr 5, 2018 · 35 filings
SEC status approved since Jul 2, 2018
RAUM
$521M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$513M individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$32.6M
derived; firm RAUM over IAPD count
Employees
51
17 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$521M as of Mar 27, 2026
Mar 18, 2019$107M then
HNW client RAUM$122M as of Mar 27, 2026
Mar 18, 2019$1.2M then
State-registered IARs (5.B.3)17 as of Mar 27, 2026
Mar 18, 20194 then
Employees (5.A)51 as of Mar 27, 2026
Mar 18, 201910 then
Private funds: no history
RAUM +53% over the last fiscal year+33% a year over threeIARs 8 to 17
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $32.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 112derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $146,571derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.2derivedItem 5.A over advisors
- Advisors per office
- 5.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +53%derivedbetween the last two annual amendments
- Advisor growth, one year
- +113%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Financial planning clients
- 2,000reportedItem 5.H
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $291M, 1,092 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$391M75%
- High-net-worth individuals$122M23%
- Pension and profit-sharing plans$6.5M1.3%
- Corporations and businesses$1.4M0.3%
- Individual clients
- 1,713reported
- HNW clients
- 72reported
- Pension plan clients
- 20reported
- Charitable clients
- 0reported
- Accounts
- 3,554reported
- Financial planning clients
- 2,000reported
- Wrap fee programs
- $0 sponsored, $521M managedreported
- Custody of client assets
- $291M for 1,092 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Steven David Fullerton | Peoria, Az | Jan 26, 2011 | 16 y | 0 |
| Stephanie Elaine Fullerton | Peoria, Az | Sep 19, 2018 | 21 y | 0 |
| Zachary Ryan Tobey | Peoria, Az | Feb 10, 2022 | 12 y | 0 |
| Dallas Allen Fox | Peoria, Az | Mar 31, 2023 | 14 y | 0 |
| Joshua Paul Becker | Peoria, Az | Oct 12, 2023 | 15 y | 2 |
| Leslie Ann Winchester | Peoria, Az | Apr 1, 2024 | 31 y | 5 |
| Matthew F ZuccaroCertified Financial Planner | Peoria, Az | Apr 16, 2024 | 27 y | 2 |
| Matthew Austin Tobey | Peoria, Az | Jan 8, 2025 | 11 y | 0 |
| Trinity Rain Grace | Peoria, Az | Jun 30, 2025 | 10 y | 2 |
| Douglas Christopher Brown | Scottdale, Az | Aug 11, 2025 | 26 y | 7 |
| Chase Alexander BarrettCertified Financial Planner | Peoria, Az | Dec 11, 2025 | 10 y | 2 |
| Jacob Michael Adams | Peoria, Az | Jan 6, 2026 | 11 y | 1 |
| Lucas David Graybill | Peoria, Az | Jan 20, 2026 | 11 y | 1 |
| Allen Paul Braunbeck | Peoria, Az | Mar 4, 2026 | 28 y | 6 |
| Nurjemal Adams | Scottsdale, Az | Apr 14, 2026 | 17 y | 2 |
| Jessie J Tranchina-Satterfield | Anthem, Az | Apr 28, 2026 | 10 y | 5 |
Advisor movement
4 left, 6 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount9 left over 36 months
Left, latest
- David Michael Eldridge to FartherApr 27, 2026 · RIA to RIA
- Elijah Gallardi to LPL Financial LLCApr 2, 2026 · RIA to affiliated broker-dealer or bank
- Anthony Trindade to Drake & Associates, LLCDec 16, 2025 · RIA to RIA
- Ryan Theodore Heck to Kestra Advisory Services, LLCOct 1, 2025 · RIA to affiliated broker-dealer or bank
- Noah Collum to Morgan StanleyDec 9, 2024 · RIA to wirehouse
- Romney Beal Harker to Trek FinancialOct 10, 2024 · RIA to RIA
- Jaron E Turley to Gbg Wealth Management LLCSep 23, 2024 · RIA to a newly registered adviser
- William Drogo to Edward JonesFeb 12, 2024 · RIA to affiliated broker-dealer or bank
- Nathan Faldmo to Foundations Investment Advisors LLCJan 12, 2024 · RIA to RIA
- Michael Christian Eriquez to Equitable Advisors, LLCMar 28, 2023 · RIA to affiliated broker-dealer or bank
- Scott Roy Preble to Foundations Investment Advisors LLCMar 28, 2023 · RIA to RIA
- Erick Alan Jimenez to Foundations Investment Advisors LLCMay 10, 2022 · RIA to RIA
- Leslie Ann Winchester to Foundations Investment Advisors LLCAug 31, 2021 · RIA to RIA
- Mary Frances Zampini to Vanguard Advisers, Inc.Apr 14, 2020 · RIA to affiliated broker-dealer or bank
- Keri Ann Alcos to Themoneymd.Com, LLCAug 18, 2017 · RIA to a newly registered adviser
Joined, latest
- Jessie J Tranchina-Satterfield from Strategy Financial GroupApr 28, 2026 · RIA to RIA
- Nurjemal Adams from Strategic Advisers LLCApr 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- Allen Paul Braunbeck from Charles Schwab & Co., Inc.Mar 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- Lucas David Graybill from Fidelity Personal And Workplace AdvisorsJan 20, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jacob Michael Adams from Vanguard Advisers, Inc.Jan 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- Chase Alexander Barrett from Wells Fargo AdvisorsDec 11, 2025 · Wirehouse to independent RIA
- Trinity Rain Grace from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 30, 2025 · Wirehouse to independent RIA
- Elijah Gallardi from Schwab Wealth Advisory, Inc.Apr 2, 2025 · Other
- David Michael Eldridge from Ascentis Independent Advisors, LLCOct 23, 2024 · RIA to RIA
- Matthew F Zuccaro from Schwab Wealth Advisory, Inc.Apr 16, 2024 · Other
- Leslie Ann Winchester from Foundations Investment Advisors LLCApr 1, 2024 · RIA to RIA
- Jaron E Turley from Morgan StanleyJul 12, 2023 · Wirehouse to independent RIA
- William Drogo from Edward JonesJun 14, 2023 · Affiliated broker-dealer or bank to independent RIA
- Nathan Faldmo from Heritage Financial Partners LLCDec 17, 2021 · Other
- Erick Alan Jimenez from Equitable Advisors, LLCFeb 28, 2020 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Paul Joshua Becker · Chief Operating Officercontrolsince 03/2023 · owns less than 5%
- Elaine Stephanie Fullerton · Membercontrolsince 01/2019 · owns 50% to 75%
- David Steven Fullerton · Member & Presidentcontrolsince 11/2010 · owns 50% to 75%
- Elaine Stephanie Fullerton · Ownercontrolsince 03/2023 · owns 50% to 75% of Fullerton Financial Legacyco, LLC
- David Steven Fullerton · Ownercontrolsince 03/2023 · owns 50% to 75% of Fullerton Financial Legacyco, LLC
- William Brett Pohl · Chief Compliance Officersince 03/2024 · owns less than 5%
Entity owners
- Fullerton Financial Holdings, LLC · Ownerdirect · owns 75% or more
- Fullerton Financial Legacyco, LLC · Ownerindirect · owns 50% to 75% of Fullerton Financial Holdings, LLC
Related persons
Schedule D 7.A
- Fullerton Financial Planningreal estaten
- Fullerton Financial Planning 401k PlanLP sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Peoria, Az · principal | 14 | 5 | 4 | ||
| Tempe, Az | 1 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Tempe, AZ6 employees
ADV anomalies
10 against comparable advisers; where to look, not conclusions
- high employee count relative to advisorsStatic outlier · filing Mar 27, 2026employees per registered advisor of 3.2 against a peer median of 1.4 (947 comparable advisers, 99.0th percentile, 4.5 robust deviations)peers: independent wealth managers, $500M to $1B (947) · 99% percentile
- business activity changedChange between filings · filing Mar 27, 2026selection of other advisers (Item 5.G.7): no on the filing of 2025-09-08, yes on the filing of 2026-03-27peers: independent wealth managers, $500M to $1B (1,483)
- compensation changedChange between filings · filing Mar 27, 2026commissions (Item 5.E.5): yes on the filing of 2025-09-08, no on the filing of 2026-03-27peers: independent wealth managers, $500M to $1B (1,483)
- custody status changedChange between filings · filing Mar 27, 2026custody of client assets (Item 9.A): no on the filing of 2025-09-08, yes on the filing of 2026-03-27peers: independent wealth managers, $500M to $1B (1,483)
- HNW share shiftChange between filings · filing Mar 27, 2026HNW share of RAUM moved from 0.0% to 23.0% between the annual amendments of 2025-03-25 and 2026-03-27peers: independent wealth managers, $500M to $1B (1,483)
- affiliate changedChange between filings · filing Mar 27, 2026insurance affiliate (Item 7.A.10): no on the filing of 2025-09-08, yes on the filing of 2026-03-27peers: independent wealth managers, $500M to $1B (1,483)
- advisor count surgeChange between filings · filing Mar 27, 2026advisory representatives (Item 5.B.3) moved from 8.0 to 17.0 (+113.0%) between the annual amendments of 2025-03-25 and 2026-03-27; the peer median change was 0.0% (795 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $500M to $1B (795) · 100% percentile
- business activity changedChange between filings · filing Mar 27, 2026pension consulting (Item 5.G.6): no on the filing of 2025-09-08, yes on the filing of 2026-03-27peers: independent wealth managers, $500M to $1B (1,483)
- compensation changedChange between filings · filing Mar 27, 2026hourly charges (Item 5.E.2): no on the filing of 2025-09-08, yes on the filing of 2026-03-27peers: independent wealth managers, $500M to $1B (1,483)
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $340,595,756 to $520,913,856 (+53.0%) between the annual amendments of 2025-03-25 and 2026-03-27; the peer median change was +16.0% (1386 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,386) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 2,954 to 3,554Sep 8, 2025 to Mar 27, 2026
- Advisory activities · 4 to 6Sep 8, 2025 to Mar 27, 2026
- Corporate clients · 8 to 5Sep 8, 2025 to Mar 27, 2026
- HNW clients · 0 to 72Sep 8, 2025 to Mar 27, 2026
- Individual clients · 1,507 to 1,713Sep 8, 2025 to Mar 27, 2026
- Pension plan clients · 34 to 20Sep 8, 2025 to Mar 27, 2026
- Commission compensation · true to falseSep 8, 2025 to Mar 27, 2026
- Assets in custody · $0 to $291MSep 8, 2025 to Mar 27, 2026
- Custody of client assets · false to trueSep 8, 2025 to Mar 27, 2026
- Employees · 40 to 51Sep 8, 2025 to Mar 27, 2026
- State-registered IARs · 8 to 17Sep 8, 2025 to Mar 27, 2026
- Discretionary RAUM · $341M to $521MSep 8, 2025 to Mar 27, 2026
- HNW RAUM · $0 to $122MSep 8, 2025 to Mar 27, 2026
- Individual RAUM · $336M to $391MSep 8, 2025 to Mar 27, 2026
- Pension RAUM · $2.4M to $6.5MSep 8, 2025 to Mar 27, 2026
- RAUM · $341M to $521MSep 8, 2025 to Mar 27, 2026
- Related insurance company · false to trueSep 8, 2025 to Mar 27, 2026
- Wrap assets (manager) · $341M to $521MSep 8, 2025 to Mar 27, 2026
- Accounts · 2,788 to 2,954Jan 17, 2025 to Mar 25, 2025
- Corporate clients · 5 to 8Jan 17, 2025 to Mar 25, 2025
- Individual clients · 1,463 to 1,507Jan 17, 2025 to Mar 25, 2025
- Pension plan clients · 32 to 34Jan 17, 2025 to Mar 25, 2025
- Assets in custody · unset to 0.0Jan 17, 2025 to Mar 25, 2025
- Financial planning clients · More than 500 to More than 500Jan 17, 2025 to Mar 25, 2025
- Other offices · 1 to 2Jan 17, 2025 to Mar 25, 2025
- Discretionary RAUM · $295M to $341MJan 17, 2025 to Mar 25, 2025
- Individual RAUM · $291M to $336MJan 17, 2025 to Mar 25, 2025
- Pension RAUM · $2.3M to $2.4MJan 17, 2025 to Mar 25, 2025
- RAUM · $295M to $341MJan 17, 2025 to Mar 25, 2025
- Wrap assets (manager) · $251M to $341MJan 17, 2025 to Mar 25, 2025
- Accounts · 2,631 to 2,788Mar 28, 2024 to Jul 30, 2024
- Corporate clients · 3 to 5Mar 28, 2024 to Jul 30, 2024
- Individual clients · 1,396 to 1,463Mar 28, 2024 to Jul 30, 2024
- Discretionary RAUM · $264M to $295MMar 28, 2024 to Jul 30, 2024
- Individual RAUM · $262M to $291MMar 28, 2024 to Jul 30, 2024
- Pension RAUM · $2.1M to $2.3MMar 28, 2024 to Jul 30, 2024
- RAUM · $264M to $295MMar 28, 2024 to Jul 30, 2024
- Accounts · 2,456 to 2,631Feb 29, 2024 to Mar 28, 2024
- Individual clients · 1,300 to 1,396Feb 29, 2024 to Mar 28, 2024
- Pension plan clients · 31 to 32Feb 29, 2024 to Mar 28, 2024
Signals
17 dated events
- David Michael Eldridge left Kingdom Financial Group, Llc for Farther (registered 2026-06-02)Apr 27, 2026 · Advisor changed firm · fact
- Elijah Gallardi left Kingdom Financial Group, Llc for Lpl Financial Llc (registered 2026-04-07)Apr 2, 2026 · Advisor changed firm · fact
- Kingdom Financial Group, Llc reported RAUM $520.9M, up 53% from $340.6M (2025-09-08 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Anthony Trindade left Kingdom Financial Group, Llc for Drake & Associates, Llc (registered 2026-03-26)Dec 16, 2025 · Advisor changed firm · fact
- Ryan Theodore Heck left Kingdom Financial Group, Llc for Kestra Advisory Services, Llc (registered 2025-12-08)Oct 1, 2025 · Advisor changed firm · fact
- Noah Collum left Kingdom Financial Group, Llc for Morgan Stanley (registered 2025-06-27)Dec 9, 2024 · Advisor changed firm · fact
- Romney Beal Harker left Kingdom Financial Group, Llc for Trek Financial (registered 2024-10-21)Oct 10, 2024 · Advisor changed firm · fact
- Jaron E Turley left Kingdom Financial Group, Llc for Gbg Wealth Management Llc (registered 2024-11-25)Sep 23, 2024 · Advisor changed firm · fact
- William Drogo left Kingdom Financial Group, Llc for Edward Jones (registered 2024-02-16)Feb 12, 2024 · Advisor changed firm · fact
- Nathan Faldmo left Kingdom Financial Group, Llc for Foundations Investment Advisors Llc (registered 2024-02-15)Jan 12, 2024 · Advisor changed firm · fact
- Michael Christian Eriquez left Kingdom Financial Group, Llc for Equitable Advisors, Llc (registered 2023-06-02)Mar 28, 2023 · Advisor changed firm · fact
- Scott Roy Preble left Kingdom Financial Group, Llc for Foundations Investment Advisors Llc (registered 2023-04-11)Mar 28, 2023 · Advisor changed firm · fact
- Paul Joshua Becker (Chief Operating Officer) appeared on Schedule A of Kingdom Financial Group, LlcMar 27, 2023 · Control person joined · fact
- Erick Alan Jimenez left Kingdom Financial Group, Llc for Foundations Investment Advisors Llc (registered 2022-05-27)May 10, 2022 · Advisor changed firm · fact
- Lee Robert Hopkins (Chief Compliance Officer) appeared on Schedule A of Kingdom Financial Group, LlcMar 28, 2022 · Control person joined · fact
- Elaine Stephanie Fullerton (Owner) appeared on Schedule A of Kingdom Financial Group, LlcApr 2, 2019 · Control person joined · fact
- Kingdom Financial Group, Llc filed its initial SEC registration (Form ADV)Apr 5, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 623-974-0300reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/fullerton-financial-planningreportedpublic record, Form ADV, Sep 17, 2026
- Website
- fullertonfp.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 623-974-0300reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- fullertonfp.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- fullertonfp.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $32.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026