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Registered advisor
D•••• L••••• P•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•••• L••••• Seitz
At current firm
3 y
since Jan 12, 2023
In the industry
29 y
since Feb 24, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 12, 2023 · Little Rock, Ar
- W•••• F•••• A••••••• wirehouseFeb 27, 2009 to Jan 12, 2023 · Little Rock, Ar
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedNov 7, 2001 to Mar 5, 2009 · Little Rock, Ar
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jan 12, 2023, registered Jan 12, 2023 (0 days) · channel change inside one enterprise, not a move · moved with a team
- B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Mar 5, 2009, registered Feb 27, 2009 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address