DFX Intelligence
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Registered advisor
G••• A•••• P•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as G••• A• J• P••••••••• A•••• P•••••••
At current firm
5 y
since Nov 23, 2020
In the industry
29 y
since Jan 13, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Nov 23, 2020 · Chandler, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 10, 2014 to Oct 28, 2020 · Sacramento, Ca
- S•••••••• A••••••• L•• national BDOct 22, 2008 to Jul 3, 2013 · Merrimack, Nh
- C••• B•••••••• S•••••••• I••• formerFeb 4, 2004 to Feb 17, 2006 · Danvers, Ma
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Oct 28, 2020, registered Nov 23, 2020 (26 days) · Wirehouse to wirehouse · moved with a team
- S•••••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 3, 2013, registered Apr 10, 2014 (281 days) · Affiliated broker-dealer or bank to wirehouse
- C••• B•••••••• S•••••••• I••• to S•••••••• A••••••• L••left Feb 17, 2006, registered Oct 22, 2008 (978 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address