DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Samuel Mcmanus Kiefer
Feed of 09/14/2026
At current firm
3 y
since Sep 19, 2022
In the industry
29 y
since Jan 31, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wealth Enhancement Advisory Services, LLC BD affiliated currentsince Sep 19, 2022 · Burlington, Ma
- Pinnacle Private Wealth, LLC formerMay 31, 2018 to Sep 22, 2022 · Burlington, Ma
- Rpg Family Wealth Advisory, LLC independent RIAFeb 21, 2012 to Jun 6, 2018 · Burlington, Ma
- UBS Financial Services Inc. wirehouseJun 21, 2010 to Feb 27, 2012 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Pinnacle Private Wealth, LLC to Wealth Enhancement Advisory Services, LLCleft Sep 22, 2022, registered Sep 19, 2022 (-3 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Rpg Family Wealth Advisory, LLC to Pinnacle Private Wealth, LLCleft Jun 6, 2018, registered May 31, 2018 (-6 days) · RIA to RIA · moved with a team
- UBS Financial Services Inc. to Rpg Family Wealth Advisory, LLCleft Feb 27, 2012, registered Feb 21, 2012 (-6 days) · Other
Signals
- Samuel Mcmanus Kiefer left Pinnacle Private Wealth, Llc for Wealth Enhancement Advisory Services, Llc (registered 2022-09-19)Sep 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address