DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Timothy Lee Head

First Heartland Consultants, Inc.BD affiliatedChesterfield, Modual registrantIAPD 2834539

Feed of 09/14/2026

At current firm

3 y

since Sep 12, 2023

In the industry

36 y

since Feb 1, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

First Heartland Consultants, Inc. BD affiliated current
since Sep 12, 2023 · Chesterfield, Mo
LPL Financial LLC BD affiliated
Nov 14, 2012 to Sep 20, 2023 · Town And Country, Mo
Woodbury Financial Services, Inc. former
Nov 20, 2007 to Nov 20, 2012 · Manchester, Mo
Cambridge Investment Research Advisors, Inc. BD affiliated
Apr 4, 2005 to Nov 28, 2007 · St. Louis, Mo
Retirement Plan Advisors, LLC mixed wealth
Jan 2, 2003 to Apr 1, 2005 · Manchester, Mo
Cambridge Investment Research, Inc. unclassified
Dec 7, 2001 to Dec 31, 2002 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to First Heartland Consultants, Inc.
left Sep 20, 2023, registered Sep 12, 2023 (-8 days) · Affiliated broker-dealer or bank to another
Woodbury Financial Services, Inc. to LPL Financial LLC
left Nov 20, 2012, registered Nov 14, 2012 (-6 days) · Other
Cambridge Investment Research Advisors, Inc. to Woodbury Financial Services, Inc.
left Nov 28, 2007, registered Nov 20, 2007 (-8 days) · Other
Retirement Plan Advisors, LLC to Cambridge Investment Research Advisors, Inc.
left Apr 1, 2005, registered Apr 4, 2005 (3 days) · Other
Cambridge Investment Research, Inc. to Retirement Plan Advisors, LLC
left Dec 31, 2002, registered Jan 2, 2003 (2 days) · Other

Signals

Timothy Lee Head left Lpl Financial Llc for First Heartland Consultants, Inc. (registered 2023-09-12)
Sep 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address