DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• B•••

T• P•••••• C••••• W••••• L••BD affiliatedFort Lauderdale, Fl dual registrantIAPD 2834914

Feed of 09/15/2026

Also filed as J••••••• A B•••

At current firm

3 y

since Jul 19, 2023

In the industry

29 y

since Jun 12, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T• P•••••• C••••• W••••• L•• BD affiliated current
since Jul 19, 2023 · Sarasota, Fl
C••••• I••••••••• A••••••• L•• BD affiliated
Oct 18, 2022 to Mar 14, 2023 · Boca Raton, Fl
J••• M••••• S••••••••• L•• wirehouse
Jun 17, 2019 to Jun 18, 2022 · Coral Springs, Fl
W•••• F•••• A••••••• wirehouse
Jan 9, 2009 to Mar 5, 2018 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to T• P•••••• C••••• W••••• L••
left Mar 14, 2023, registered Jul 19, 2023 (127 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 18, 2022, registered Oct 18, 2022 (122 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• A••••••• to J••• M••••• S••••••••• L••
left Mar 5, 2018, registered Jun 17, 2019 (469 days) · Wirehouse to wirehouse

Signals

J••••••• B••• left C••••• I••••••••• A••••••• L•• for T• P•••••• C••••• W••••• L•• (registered 2023-07-19)
Mar 14, 2023 · Advisor changed firm · fact
J••••••• B••• left J••• M••••• S••••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2022-10-18)
Jun 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address