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Registered advisor
D•••• F•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•••• Lynn F•••••••
At current firm
3 y
since Oct 11, 2022
In the industry
27 y
since Nov 4, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 11, 2022 · Houston, Tx
- J••• M••••• S••••••••• L•• wirehouseJan 22, 2013 to Oct 12, 2022 · The Woodlands, Tx
- C••••••• S••••••••• formerNov 30, 2011 to Jan 23, 2013 · Houston, Tx
- L•• F•••••••• L•• BD affiliatedMay 27, 2009 to Jan 12, 2012 · Houston, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 21, 2001 to Apr 28, 2009 · Kingwood, Tx
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Oct 12, 2022, registered Oct 11, 2022 (-1 days) · Wirehouse to wirehouse · moved with a team
- C••••••• S••••••••• to J••• M••••• S••••••••• L••left Jan 23, 2013, registered Jan 22, 2013 (-1 days) · Other
- L•• F•••••••• L•• to C••••••• S•••••••••left Jan 12, 2012, registered Nov 30, 2011 (-43 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to L•• F•••••••• L••left Apr 28, 2009, registered May 27, 2009 (29 days) · Other
Signals
- D•••• F••••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2022-10-11)Oct 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address