RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• J•• E••••••••• L••••••
- W•••• F•••• A••••••• wirehouse currentsince Dec 1, 2016 · Bethesda, Md
- M••••• S•••••• wirehouseAug 27, 2013 to Dec 6, 2016 · Bethesda, Md
- C••••••• W••••• M••••••••• I••• formerOct 9, 2012 to Nov 6, 2012 · Alexandria, Va
- S••••••• I••••••••• S•••••••• I••• formerMay 8, 2006 to May 2, 2011 · Norfolk, Va
- M••••• S•••••• to W•••• F•••• A•••••••left Dec 6, 2016, registered Dec 1, 2016 (-5 days) · Wirehouse to wirehouse · moved with a team
- C••••••• W••••• M••••••••• I••• to M••••• S••••••left Nov 6, 2012, registered Aug 27, 2013 (294 days) · Other
- S••••••• I••••••••• S•••••••• I••• to C••••••• W••••• M••••••••• I•••left May 2, 2011, registered Oct 9, 2012 (526 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address