N••• T••• H•••••••

• T••••• A••••••• S•••••••• I••• BD affiliated current
  since Oct 4, 2018 · Tampa, Fl
• T••••• A••••••• S•••••••• I••• BD affiliated
  Aug 24, 2016 to Jul 19, 2017 · Palm Harbor, Fl
• S••••••• I••••••••• S•••••••• I••• former
  Mar 31, 2016 to Dec 31, 2016 · Palm Harbor, Fl
• F•••• T•••• S••••••••• I••• BD affiliated
  Jun 8, 2015 to Sep 10, 2015 · Tampa, Fl
• W•••• F•••• A••••••• wirehouse
  Feb 13, 2001 to Jan 6, 2005 · St. Petersburg, Fl

• S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••
  left Dec 31, 2016, registered Aug 24, 2016 (-129 days) · corporate re-registration, not a move
• F•••• T•••• S••••••••• I••• to S••••••• I••••••••• S•••••••• I•••
  left Sep 10, 2015, registered Mar 31, 2016 (203 days) · Other
• W•••• F•••• A••••••• to F•••• T•••• S••••••••• I•••
  left Jan 6, 2005, registered Jun 8, 2015 (3805 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address