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Registered advisor
J•••••• A• F••••••••
Feed of 09/14/2026
Also filed as J•••••• A• F••••••••
At current firm
9 y
since Sep 30, 2016
In the industry
22 y
since Nov 24, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Sep 30, 2016 · New York, Ny
- M••••• S•••••• wirehouseJul 23, 2013 to Sep 16, 2016 · New York, Ny
- C••••••• M••••••••• I••••••••• A•••••••• L•• asset managerAug 22, 2011 to Feb 13, 2013 · Boston, Ma
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 9, 2010 · Purchase, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Jun 1, 2009 · New York, Ny
- C••••••• I••••••••• S••••••• unclassifiedSep 13, 2006 to May 29, 2007 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 16, 2016, registered Sep 30, 2016 (14 days) · Wirehouse to wirehouse · moved with a team
- C••••••• M••••••••• I••••••••• A•••••••• L•• to M••••• S••••••left Feb 13, 2013, registered Jul 23, 2013 (160 days) · Other
- M••••• S•••••• to C••••••• M••••••••• I••••••••• A•••••••• L••left Jul 9, 2010, registered Aug 22, 2011 (409 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address