DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

D••• M•••••• M••••••

O•••• W•••••• I•••BD affiliatedWaynesville, Ncdual registrantIAPD 2837988

Feed of 09/14/2026

Also filed as D••• M•••••• Mcguire

At current firm

2 y

since Nov 3, 2023

In the industry

29 y

since Jan 15, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Nov 3, 2023 · Waynesville, Nc
F•• S••••••••• C••••••••• former
Jan 3, 2017 to Nov 3, 2023 · Atlanta, Ga
F•• S••••••••• C••••••••• former
Jan 9, 2015 to Dec 31, 2016 · Charlotte, Nc
M••••• S•••••• wirehouse
Jun 1, 2009 to Jan 26, 2015 · Charlotte, Nc
C•••••••• G••••• M•••••• I••• BD affiliated
Sep 26, 2008 to Jun 1, 2009 · Charlotte, Nc
W•••• F•••• A••••••• wirehouse
Oct 1, 2003 to Sep 29, 2008 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

F•• S••••••••• C••••••••• to O•••• W•••••• I•••
left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
M••••• S•••••• to F•• S••••••••• C•••••••••
left Jan 26, 2015, registered Jan 9, 2015 (-17 days) · Other · moved with a team
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••
left Sep 29, 2008, registered Sep 26, 2008 (-3 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address