K••• F•••••••• Y•••••••

• I•• W••••• M••••••••• L•• BD affiliated current
  since Sep 9, 2019 · Chicago, Il
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2008 to May 15, 2012 · Chicago, Il
• J••• M••••• S••••••••• I••• unclassified
  Nov 21, 2006 to Oct 1, 2008 · Wheaton, Il

• J••• M••••• S••••••••• L•• to I•• W••••• M••••••••• L••
  left May 15, 2012, registered Sep 9, 2019 (2673 days) · Wirehouse to independent RIA
• J••• M••••• S••••••••• I••• to J••• M••••• S••••••••• L••
  left Oct 1, 2008, registered Oct 1, 2008 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address