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Registered advisor
B•••• M•••••• A••••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as B•••• M A••••••••
At current firm
8 y
since Aug 10, 2018
In the industry
27 y
since Sep 26, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Aug 10, 2018 · Albuquerque, Nm
- S•••• F••• I••••••••• M••••••••• C•••• asset managerJul 30, 2009 to Mar 26, 2012 · Albuquerque, Nm
- P••••••••• S••••••••• C••••••••• independent RIANov 20, 2002 to Aug 1, 2007 · Albuquerque, Nm
- U•••••••• S••••••••• I••• unclassifiedJul 10, 2001 to Nov 18, 2002 · Albuquerque, Nm
Moves
a registration end followed by a registration begin elsewhere
- P••••••••• S••••••••• C••••••••• to S•••• F••• I••••••••• M••••••••• C••••left Aug 1, 2007, registered Jul 30, 2009 (729 days) · Other
- U•••••••• S••••••••• I••• to P••••••••• S••••••••• C•••••••••left Nov 18, 2002, registered Nov 20, 2002 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address