DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••• S••••••

T••••• A••••••• S•••••••• I•••BD affiliatedNashville, Tndual registrantIAPD 2843429

Feed of 09/15/2026

Also filed as Tory G Sherman

At current firm

0 y

since Sep 14, 2026

In the industry

29 y

since Jul 17, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••• A••••••• S•••••••• I••• BD affiliated current
since Sep 14, 2026 · Nashville, Tn
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 3, 2023 to Feb 10, 2026 · Dallas, Tx
C••••••• S••••••••• former
Jun 6, 2022 to Nov 3, 2023 · Dallas, Tx
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to May 2, 2022 · Charlotte, Nc
W•••• F•••• I••••••••• L•• unclassified
Feb 28, 2002 to Jan 3, 2011 · Fresno, Ca

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to T••••• A••••••• S•••••••• I•••
left Feb 10, 2026, registered Sep 14, 2026 (216 days) · Affiliated broker-dealer or bank to another
C••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••
left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to C••••••• S•••••••••
left May 2, 2022, registered Jun 6, 2022 (35 days) · Wirehouse to independent RIA
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

T••• S•••••• registered as an investment adviser representative at T••••• A••••••• S•••••••• I•••
Sep 14, 2026 · Advisor registered · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address