B•••• L•••••••

• P•••••• A•••••• G••••• L•• BD affiliated current
  since Nov 15, 2018 · Morristown, Nj
• L•• F•••••••• L•• BD affiliated
  Apr 17, 2017 to Mar 18, 2019 · Schererville, In
• I••••••••• F•••••••• P••••••• BD affiliated
  Dec 2, 2011 to Dec 26, 2018 · Schererville, In
• C•••••••• F•••••••• G•••• A••••••• former
  Jul 15, 2004 to Dec 2, 2011 · Schererville, In

• L•• F•••••••• L•• to P•••••• A•••••• G••••• L••
  left Mar 18, 2019, registered Nov 15, 2018 (-123 days) · RIA to RIA
• I••••••••• F•••••••• P••••••• to L•• F•••••••• L••
  left Dec 26, 2018, registered Apr 17, 2017 (-618 days) · Other
• C•••••••• F•••••••• G•••• A••••••• to I••••••••• F•••••••• P•••••••
  left Dec 2, 2011, registered Dec 2, 2011 (0 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address